Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sudeshna Mou DasCetera Investment Services LLCCetera Investment Services LLC04-09-2020
Norella Sylvia Peart-MontgomeryCetera Investment Services LLCWells Fargo Clearing Services, LLC03-20-2020
Alireza A. KandiCetera Investment Services LLCCharles Schwab & Co., Inc.02-11-2020
Daniel Asael AmanCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Jenny Carolina GranadaCetera Investment Services LLCLPL Financial LLC11-16-2019
Cheryl Lynn EllingsonCetera Investment Services LLCLPL Financial LLC10-15-2019
Craig HerbertCetera Investment Services LLCSinger Wealth Advisors Inc.10-10-2019
Scott David RivoiraCetera Investment Services LLCThe Leaders Group, Inc.08-01-2019
Timothy Allen LloydCetera Investment Services LLCSunTrust Advisory Services, Inc.07-31-2019
Keith Allyn SowadaCetera Investment Services LLCThrivent Investment Management Inc.07-30-2019
Nathan Loren GoebelCetera Investment Services LLCVoya Financial Advisors, Inc.06-19-2019
Lakesha Frunshay WilliamsCetera Investment Services LLCSunTrust Investment Services, Inc.04-02-2019
Christine Deanne PetersonCetera Investment Services LLCRaymond James Financial Services, Inc.03-21-2019
Suman Lata SamiCetera Investment Services LLCLPL Financial LLC03-07-2019
Vitaly ZefirovCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Alfredo G. ZunigaCetera Investment Services LLCPNC Investments01-08-2019
Jeremy Niles LoftisCetera Investment Services LLCRaymond James Financial Services, Inc.11-02-2018
Sharon E. HammerCetera Investment Services LLCKelman Lazarov Inc10-30-2018
Jill Denise SillCetera Investment Services LLCCommonwealth Financial Network09-24-2018
Christopher Alan SheltonCetera Investment Services LLCCetera Investment Services LLC09-06-2018
Jason Dimitri NicoloffCetera Investment Services LLCCetera Investment Services LLC08-03-2018
Amy L. BitnerCetera Investment Services LLCLaSalle St Securities, L.L.C.07-14-2018
Lindsey Ramin KornegayCetera Investment Services LLCWells Fargo Clearing Services, LLC05-21-2018
Terri H. BellCetera Investment Services LLCJ.P. Morgan Securities LLC04-09-2018
Christopher Alan SheltonCetera Investment Services LLCScottrade, Inc.03-12-2018
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.