Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tredrick Jermaine GipsonCetera Investment Services LLCAXA Advisors, LLC01-12-2018
Stephan Makary PittsCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Nikolas Reed McWhirterCetera Investment Services LLCHancock Whitney Investment Services Inc.03-15-2013
Nathan Graham ChaneyCetera Investment Services LLCAllstate Financial Services, LLC10-15-2015
Mary Brooke BryanCetera Investment Services LLCLPL Financial LLC02-07-2019
Kathryn Meredith ColemanCetera Investment Services LLCNYLIFE Securities LLC05-21-2015
Justin Lee ChildressCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2013
Jonathan Bellinger Williams Sr.Cetera Investment Services LLCUBS Financial Services Inc.$1004-23-2014
John M. RollinsCetera Investment Services LLCLPL Financial LLC01-27-2020
Jason Eric RodgersCetera Investment Services LLCMorgan Stanley11-18-2019
James Sessions Roland IIICetera Investment Services LLCPruco Securities, LLC.09-23-2016
Jack W. Griffith IIICetera Investment Services LLCJanney Montgomery Scott LLC$5012-02-2019
Harry Pringle HewesCetera Investment Services LLCHancock Whitney Investment Services Inc.10-01-2015
David James MerkoskyCetera Investment Services LLCEdward Jones$2505-23-2014
Daniel Lee JonesCetera Investment Services LLCInfinex Investments, Inc.$2506-03-2019
Coty John PrimeauxCetera Investment Services LLCWells Fargo Clearing Services, LLC01-28-2015
Byron Kent BryantCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2018
Bryant Curtis HarveyCetera Investment Services LLCWells Fargo Clearing Services, LLC04-04-2018
Belma Chase CagerCetera Investment Services LLCAXA Advisors, LLC10-03-2013
Andrew Neal George Sr.Cetera Investment Services LLCAllstate Financial Services, LLC03-22-2013

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.