Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jaime Luis DiazCetera Investment Services LLCCitigroup Global Markets Inc.02-26-2019
Alfred Heinz RichterCetera Investment Services LLCCUSO Financial Services, L.P.08-05-2015
Rosemary Claire NeidermeyerCetera Investment Services LLCForesters Financial Services, Inc.10-29-2019
Peter Michael KalinCetera Investment Services LLCHSBC Securities (USA) Inc.$2501-03-2018
Jennifer A SeguineCetera Investment Services LLCINVEST Financial Corporation02-22-2018
Christopher MartinoCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Damian Kerry ReillyCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Kambiz SaadatCetera Investment Services LLCINVEST Financial Corporation$1012-06-2017
Gregory Anthony LongoCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Thomas James Noon JrCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Donatello Dario BollettinoCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Albert L RichCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Gideon BernhardCetera Investment Services LLCINVEST Financial Corporation$2512-06-2017
Christopher Robert LapierreCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Edyta B KarwowskiCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Dinesh JaniCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Urja S ShahCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Andrew W BoothCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Gerard ValentiCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Christopher Scott SabosikCetera Investment Services LLCKey Investment Services LLC03-12-2019
James A BoyleCetera Investment Services LLCLPL Financial LLC07-20-2020
Qiadong ZhaoCetera Investment Services LLCLPL Financial LLC09-25-2017
William Marshall Dent IICetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-16-2020
John Eugene Hurle JrCetera Investment Services LLCMML Investors Services, LLC04-14-2020
Paul KuleskaCetera Investment Services LLCPNC Investments09-14-2020
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.