Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Joan LynchCetera Investment Services LLCRaymond James Financial Services, Inc.10-14-2019
Nathan Todd HabermanCetera Investment Services LLCRaymond James Financial Services, Inc.10-14-2019
Kristopher Joe JantzenCetera Investment Services LLCAllstate Financial Services, LLC$1008-02-2019
Mandy Kay DollarCetera Investment Services LLCMorgan Stanley03-15-2019
Cameron Lee PageCetera Investment Services LLCEdward Jones04-05-2018
Jimmie Darrel SummersCetera Investment Services LLCBOK Financial Securities, Inc.$10012-01-2017
James David WestonCetera Investment Services LLCLPL Financial LLC03-01-2017
Brian Keith JohnsonCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2017
Brent D MeyersCetera Investment Services LLCEdward Jones10-01-2014
Cheng J YangCetera Investment Services LLCBOK Financial Securities, Inc.05-30-2014
Kevin L JohnsonCetera Investment Services LLCBancWest Investment Services, Inc.$15001-11-2012
Leah Anne BrooksCetera Investment Services LLCEdward Jones$1002-28-2011
William Eric HolbertCetera Investment Services LLCCUNA Brokerage Services, Inc.09-21-2010
John B SoutherlandCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2010

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.