Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian A HummelCetera Investment Services LLCInfinex Investments, Inc.$15007-01-2019
Tiby Janet SaundersCetera Investment Services LLCForesters Advisory Services, LLC$2506-20-2019
William Walter SperoCetera Investment Services LLCForesters Advisory Services, LLC$2506-20-2019
Christopher Scott SabosikCetera Investment Services LLCKey Investment Services LLC03-12-2019
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
Patrick Stephen MullenCetera Investment Services LLCPNC Investments10-21-2018
Jacob Richard PriceCetera Investment Services LLCInfinex Investments, Inc.$10005-23-2018
Michael James HickeyCetera Investment Services LLCSantander Securities LLC02-15-2018
Nicholas Thomas PoulosCetera Investment Services LLCSorrento Pacific Financial, LLC$5001-16-2018
Timothy Edward WaltersCetera Investment Services LLCPrivate Advisor Group, LLC12-15-2017
Scott Richard ClapperCetera Investment Services LLCM&T Securities, Inc.10-02-2017
Mary Anne LeporeCetera Investment Services LLCCitizens Securities, Inc.$2509-22-2017
Daniel Koller Jr.Cetera Investment Services LLCLPL Financial LLC$5007-14-2017
Patrick Benjamin BungoCetera Investment Services LLCLPL Financial LLC07-14-2017
Christopher Scott SabosikCetera Investment Services LLCSantander Securities LLC04-05-2017
Michael Patrick McdermottCetera Investment Services LLCCitizens Securities, Inc.03-10-2017
Adam Matthew KearnsCetera Investment Services LLCInfinex Investments, Inc.11-01-2016
John Hammond Urner Jr.Cetera Investment Services LLCCommonwealth Financial Network10-31-2016
Robert Dale BodnarCetera Investment Services LLCInfinex Investments, Inc.$5010-17-2016
Matthew William ShandlayCetera Investment Services LLCM&T Securities, Inc.06-03-2016
Theresa Ann SimsCetera Investment Services LLCFifth Third Securities, Inc.05-12-2016
James Allen ShafferCetera Investment Services LLCBB&T Investment Services, Inc.$5003-07-2016
Renee R VarnerCetera Investment Services LLCCitizens Securities, Inc.12-18-2015
Gina Marie KatrinakCetera Investment Services LLCSWBC Investment Services, LLC$15008-14-2015
Alfred Heinz RichterCetera Investment Services LLCCUSO Financial Services, L.P.08-05-2015
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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