Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Allen ShafferCetera Investment Services LLCBB&T Investment Services, Inc.$5003-07-2016
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
Jill Dianne ShambachCetera Investment Services LLCCetera Advisor Networks LLC04-22-2016
Stephanie Louise YoungCetera Investment Services LLCCetera Advisor Networks LLC04-22-2016
Mary Anne LeporeCetera Investment Services LLCCitizens Securities, Inc.$2509-22-2017
Renee R. VarnerCetera Investment Services LLCCitizens Securities, Inc.12-18-2015
Alfred Heinz RichterCetera Investment Services LLCCUSO Financial Services, L.P.08-05-2015
Theresa Ann SimsCetera Investment Services LLCFifth Third Securities, Inc.05-12-2016
Darryl Kenneth LongoCetera Investment Services LLCForesters Financial Services, Inc.07-11-2019
Tiby Janet SaundersCetera Investment Services LLCForesters Financial Services, Inc.$2506-20-2019
William Walter SperoCetera Investment Services LLCForesters Financial Services, Inc.$2506-20-2019
Malcolm Roger ParksCetera Investment Services LLCInfinex Investments, Inc.$5009-13-2019
Brian A HummelCetera Investment Services LLCInfinex Investments, Inc.$15007-01-2019
Jacob Richard PriceCetera Investment Services LLCInfinex Investments, Inc.$10005-23-2018
Robert Dale BodnarCetera Investment Services LLCInfinex Investments, Inc.$8410-17-2016
Dow William LindholmCetera Investment Services LLCInfinex Investments, Inc.$1002-11-2014
Dennis Leroy WilsonCetera Investment Services LLCINVEST Financial Corporation09-03-2013
Christopher Scott SabosikCetera Investment Services LLCKey Investment Services LLC03-12-2019
Daniel Koller Jr.Cetera Investment Services LLCLPL Financial LLC$5007-14-2017
Patrick B. BungoCetera Investment Services LLCLPL Financial LLC07-14-2017
Karen Louise EllifritzCetera Investment Services LLCLPL Financial LLC03-24-2014
Natalie Yvonne YaksickCetera Investment Services LLCLPL Financial LLC02-12-2014
James T. MenoherCetera Investment Services LLCLPL Financial LLC$5002-11-2014
Jeffrey Alan PriceCetera Investment Services LLCLPL Financial LLC$5002-11-2014
Terri V. DavisCetera Investment Services LLCLPL Financial LLC$5002-11-2014
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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