Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William John HiebCetera Investment Services LLCUvest Financial Services Group, Inc.10-05-2011
Dennis Leroy WilsonCetera Investment Services LLCINVEST Financial Corporation09-03-2013
James T. MenoherCetera Investment Services LLCLPL Financial LLC$5002-11-2014
Jeffrey Alan PriceCetera Investment Services LLCLPL Financial LLC$5002-11-2014
Terri V. DavisCetera Investment Services LLCLPL Financial LLC$5002-11-2014
Louis Patrick MickaviczCetera Investment Services LLCLPL Financial LLC$2502-11-2014
Dow William LindholmCetera Investment Services LLCInfinex Investments, Inc.$1002-11-2014
Michael David JohnsonCetera Investment Services LLCLPL Financial LLC$1002-11-2014
Ross Aaron BiltzCetera Investment Services LLCLPL Financial LLC02-11-2014
Curtis Alan BeggsCetera Investment Services LLCLPL Financial LLC02-11-2014
Francis Allan MagnoCetera Investment Services LLCLPL Financial LLC02-11-2014
Kelly Daun ClarkCetera Investment Services LLCLPL Financial LLC02-11-2014
Anna Marie MinemyerCetera Investment Services LLCLPL Financial LLC02-11-2014
Kathryn A. O'NeillCetera Investment Services LLCLPL Financial LLC02-11-2014
Jill Ann MurrinCetera Investment Services LLCLPL Financial LLC02-11-2014
Matthew Thomas BowerCetera Investment Services LLCLPL Financial LLC02-11-2014
Gary Ronald HesselgesserCetera Investment Services LLCLPL Financial LLC02-11-2014
Keith Richard FultonCetera Investment Services LLCLPL Financial LLC02-11-2014
William R. ConstantineCetera Investment Services LLCLPL Financial LLC02-11-2014
Dawn Danielle BuczkoCetera Investment Services LLCLPL Financial LLC02-11-2014
Paul Wallace GoodCetera Investment Services LLCLPL Financial LLC02-11-2014
Jessica Leigh KurtzCetera Investment Services LLCLPL Financial LLC02-11-2014
Todd R. ConocchiaCetera Investment Services LLCLPL Financial LLC02-11-2014
Natalie Yvonne YaksickCetera Investment Services LLCLPL Financial LLC02-12-2014
Karen Louise EllifritzCetera Investment Services LLCLPL Financial LLC03-24-2014
Next Page »

Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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