Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen Marie AnsonCetera Investment Services LLCPruco Securities, LLC.04-26-2019
John Gregory HolmesCetera Investment Services LLCHornor, Townsend & Kent, LLC09-11-2018
Jon Mark WinegradCetera Investment Services LLCJackson National Life Distributors LLC05-26-2018
Lauren R. SondalleCetera Investment Services LLCJ.P. Morgan Securities LLC05-17-2018
Bradley Wayne HeathCetera Investment Services LLCWells Fargo Clearing Services, LLC03-28-2018
Kelly Todd KortmanCetera Investment Services LLCU.S. Bancorp Investments, Inc.11-07-2017
Yali P. ShenemanCetera Investment Services LLCLPL Financial LLC09-25-2017
Jonna Leigh DamianoCetera Investment Services LLCCUSO Financial Services, L.P.$2508-03-2017
Andrew A. MegiaCetera Investment Services LLCJ.P. Morgan Securities LLC06-12-2017
Maggie Chi LiuCetera Investment Services LLCCharles Schwab & Co., Inc.06-07-2017
Matthew Hannon GraceCetera Investment Services LLCAvantax Investment Services, Inc.05-22-2017
Erik Kristofor NaslundCetera Investment Services LLCWells Fargo Clearing Services, LLC05-19-2017
Harold Thomas BoucherCetera Investment Services LLCU.S. Bancorp Investments, Inc.$3802-16-2017
Susan D. ThorneCetera Investment Services LLCKey Investment Services LLC01-04-2017
Rocky Bira ChopraCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2016
Michael D. HensonCetera Investment Services LLCEdward Jones11-18-2015
Jason Charles AndrewCetera Investment Services LLCThrivent Investment Management Inc.02-03-2015
Nam V. LeCetera Investment Services LLCJ.P. Morgan Securities LLC08-22-2014
Mary Lennette CorwinCetera Investment Services LLCElliott Cove Capital Management08-06-2014
Robin Alex YoungCetera Investment Services LLCAmeriprise Financial Services, LLC02-05-2014
Kimberly Kay EskelsonCetera Investment Services LLCBanner Investment Advisors, LLC01-03-2014
Joseph KellyCetera Investment Services LLCEdward Jones07-29-2013
Toni Lynn GoreCetera Investment Services LLCEdward Jones05-23-2013
Susan June DerenzoCetera Investment Services LLCLPL Financial LLC04-30-2013
Adriane Marie SasakiCetera Investment Services LLCEdward Jones$1008-30-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.