Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Stefan PlankCetera Investment Services LLCCitizens Securities, Inc.05-27-2019
John Edward Dailey JrCetera Investment Services LLCCitizens Securities, Inc.04-08-2019
Tyler Gregory WilliamsCetera Investment Services LLCEquitable Advisors, LLC05-31-2019
Louis Martin WolfsonCetera Investment Services LLCFinancial Resources Group Investment Services, LLC$5006-14-2019
Mark GavrilovCetera Investment Services LLCFinancial Resources Group Investment Services, LLC06-14-2019
Brenda Lee GreegorCetera Investment Services LLCInfinex Investments, Inc.$15006-14-2019
Jennifer A JagodzinskiCetera Investment Services LLCLPL Financial LLC05-09-2019
Jody W MyersCetera Investment Services LLCLPL Financial LLC05-08-2019
Devin Raymond DurocherCetera Investment Services LLCLPL Financial LLC$5005-08-2019
Thomas D LewisCetera Investment Services LLCLPL Financial LLC04-01-2019
Jorge Luis VazquezCetera Investment Services LLCM&T Securities, Inc.06-03-2019
Ashley Rae DAgostinoCetera Investment Services LLCManning & Napier Investor Services, Inc.05-17-2019
Jill Noel RowlandCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Joshua David NeaseCetera Investment Services LLCNext Financial Group, Inc.04-05-2019
Kathleen Marie AnsonCetera Investment Services LLCPruco Securities, LLC.04-26-2019
Christine Deanne PetersonCetera Investment Services LLCRaymond James Financial Services, Inc.03-21-2019
Rosemary Carolina AbreuCetera Investment Services LLCRoyal Alliance Associates, Inc.$5005-14-2019
Charles Daniel Raube JrCetera Investment Services LLCSecurian Financial Services, Inc.05-06-2019
Brian Christopher HirkoCetera Investment Services LLCThe Huntington Investment Company04-22-2019

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.