Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheryl J. CurtisCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Thomas Anthony RagerCetera Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-20-2019
Beth Anne DeleeuwCetera Investment Services LLCVALIC Financial Advisors, Inc.09-20-2019
James William Robinson Jr.Cetera Investment Services LLCCUNA Brokerage Services, Inc.09-20-2019
Malcolm Roger ParksCetera Investment Services LLCInfinex Investments, Inc.$50009-13-2019
Gregory Lee DavisCetera Investment Services LLCBMO Harris Financial Advisors, Inc.$70009-10-2019
Michal Bernice SlateCetera Investment Services LLCPrivate Client Services, LLC$15009-03-2019
David Adam HolsteinCetera Investment Services LLCEdward Jones08-30-2019
Kayelene G. SunderlandCetera Investment Services LLCMML Investors Services, LLC08-30-2019
Yvonne Koshie LampteyCetera Investment Services LLCSantander Securities LLC08-29-2019
Gary Arthur TherrianCetera Investment Services LLCInfinex Investments, Inc.$10008-26-2019
Christopher David ForcierCetera Investment Services LLCLPL Financial LLC08-23-2019
Sarah Elizabeth BrechbuehlCetera Investment Services LLCPruco Securities, LLC.08-19-2019
Kurt J. BardCetera Investment Services LLCInfinex Investments, Inc.$10008-16-2019
Michael Kenneth SiscoCetera Investment Services LLCEdward Jones08-16-2019
Jeffrey Thomas WilliamsCetera Investment Services LLCFifth Third Securities, Inc.$10008-08-2019
Lynda C StagnittiCetera Investment Services LLCForesters Financial Services, Inc.$50008-06-2019
Scott David RivoiraCetera Investment Services LLCThe Leaders Group, Inc.$10008-01-2019
Timothy Allen LloydCetera Investment Services LLCSunTrust Advisory Services, Inc.07-31-2019
Jahaira A. LazoCetera Investment Services LLCBBVA Securities Inc.07-31-2019
Michael Carlos De PippoCetera Investment Services LLCBBVA Securities Inc.$10007-30-2019
Stephen W. SchaefleCetera Investment Services LLCEdward Jones07-30-2019
Keith Allyn SowadaCetera Investment Services LLCThrivent Investment Management Inc.07-30-2019
Chad Earl MarksCetera Investment Services LLCCitizens Securities, Inc.07-30-2019
Evan C. CantalupoCetera Investment Services LLCForesters Financial Services, Inc.07-29-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.