Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sonia Daphne DavenportCharles Schwab & Co., Inc.Edward Jones10-06-2020
Douglas Donald WoodCharles Schwab & Co., Inc.USAA Investment Services Company09-23-2020
Walter ShieldsCharles Schwab & Co., Inc.Edward Jones09-22-2020
Irina PodmolskaCharles Schwab & Co., Inc.Key Investment Services LLC09-21-2020
Leslie M JohnsonCharles Schwab & Co., Inc.Markle Financial LLC09-18-2020
Roland Darryl BerryCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2020
Connor B AndersonCharles Schwab & Co., Inc.Edward Jones09-15-2020
Jaclyn Brenna SafdarCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC09-08-2020
Anna Elizabeth KramerCharles Schwab & Co., Inc.USAA Investment Services Company$5009-02-2020
Eric Richard JohnsonCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors09-01-2020
Delcarme Francois-LeFortCharles Schwab & Co., Inc.Citizens Securities, Inc.08-18-2020
Tony L IanniCharles Schwab & Co., Inc.Fifth Third Securities, Inc.08-17-2020
Samuel Asher SchwartzCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors08-13-2020
Max Rom FloresCharles Schwab & Co., Inc.Transamerica Investors Securities Corporation08-13-2020
Richard Lewis Spencer IIICharles Schwab & Co., Inc.Kestra Investment Services, LLC08-07-2020
Ariel BaezCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2020
Jonathan Scott RogersCharles Schwab & Co., Inc.Hilltop Securities Inc.08-03-2020
Joshua DonCharles Schwab & Co., Inc.J.P. Morgan Securities LLC07-30-2020
Eric Lee CantwellCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2020
Samuel Paul DubroCharles Schwab & Co., Inc.Morgan Stanley07-27-2020
Alvin Francisco WalkCharles Schwab & Co., Inc.Morgan Stanley07-24-2020
Shane MontejanoCharles Schwab & Co., Inc.BancWest Investment Services, Inc.07-24-2020
Ryan Timothy McNelisCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-23-2020
Sylvester T Johnson JrCharles Schwab & Co., Inc.BB&T Securities, LLC$10007-22-2020
Roy Edward MurrellCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2020
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Showing 1 to 25 of 1,041 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.