Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Christopher SchneiderCharles Schwab & Co., Inc.1st Global Capital Corp.08-23-2019
Ana Maria CraigCharles Schwab & Co., Inc.1st Global Capital Corp.11-04-2016
Gregory Allen GroomsCharles Schwab & Co., Inc.1st Global Capital Corp.$10011-04-2016
Zane K. ShelleyCharles Schwab & Co., Inc.1st Global Capital Corp.11-04-2016
Leslie Carolyn KillgoreCharles Schwab & Co., Inc.1st Global Capital Corp.10-06-2016
Joseph Eli KillgoreCharles Schwab & Co., Inc.1st Global Capital Corp.10-06-2016
Scott Howell ParkerCharles Schwab & Co., Inc.1st Global Capital Corp.08-01-2012
Pedro Andres LugoCharles Schwab & Co., Inc.AdvisorList, Inc.11-13-2017
David Angelo DevincenziCharles Schwab & Co., Inc.AIG Capital Services, Inc.$5002-13-2018
Richard James GrohCharles Schwab & Co., Inc.Alight Financial Solutions, LLC01-17-2020
Jared Mark PicheCharles Schwab & Co., Inc.AllianceBernstein Investments, Inc.$10005-17-2019
Jesse M. WaaraniemiCharles Schwab & Co., Inc.Allianz Life Financial Services, LLC04-25-2018
Hardee David JerrelsCharles Schwab & Co., Inc.Allstate Financial Services, LLC06-13-2018
Andrew Lee WaltonCharles Schwab & Co., Inc.Allstate Financial Services, LLC12-31-2012
Deron D. SwabyCharles Schwab & Co., Inc.ALPS Portfolio Solutions Distributor, Inc.11-27-2018
Tatum Koy SchulerCharles Schwab & Co., Inc.American Century Advisory Services, Inc.06-06-2011
Matthew Cole McConnellCharles Schwab & Co., Inc.American Century Investment Services Inc.08-08-2019
Svetla Dimitrova Vavova-CliffordCharles Schwab & Co., Inc.American Century Investment Services Inc.07-15-2019
Curtis John GrayCharles Schwab & Co., Inc.American Century Investment Services Inc.$10009-30-2015
Cale E. HillCharles Schwab & Co., Inc.American Century Investment Services Inc.07-16-2014
Mathew Lewis RickettsCharles Schwab & Co., Inc.American Century Investment Services Inc.04-03-2014
Lawrence J. BrownCharles Schwab & Co., Inc.American Enterprise Investment Services Inc.09-05-2014
William Joseph KoehlerCharles Schwab & Co., Inc.American Global Wealth Management, Inc.$15011-08-2016
Julie Ann PetersonCharles Schwab & Co., Inc.American Global Wealth Management, Inc.08-03-2016
Scott Benjamin CohenCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC$20001-13-2020
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Showing 1 to 25 of 1,529 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.