Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey C. RattiCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-01-2020
Alec Anton TrentlerCharles Schwab & Co., Inc.Edward Jones04-29-2020
Belle HarrisCharles Schwab & Co., Inc.TD Ameritrade, Inc.04-23-2020
Nicholas OgdenCharles Schwab & Co., Inc.Edward Jones04-22-2020
Mohammad Nayeem QureshiCharles Schwab & Co., Inc.TD Ameritrade, Inc.04-17-2020
Christian Deandre YoungCharles Schwab & Co., Inc.Edward Jones04-17-2020
Aimee Sarah StewartCharles Schwab & Co., Inc.Vanguard Marketing Corporation04-15-2020
Carolyn Olene HaanCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-10-2020
Richard Seifert ColeCharles Schwab & Co., Inc.PNC Investments$15004-03-2020
Edgar Alavarez JohnsonCharles Schwab & Co., Inc.Vanguard Marketing Corporation04-03-2020
Trevor D. BrightCharles Schwab & Co., Inc.LPL Financial LLC04-02-2020
Kevin Dewitt McFarlandCharles Schwab & Co., Inc.Edward Jones03-27-2020
Jacob Jennings TownsendCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC03-18-2020
Xia-Xiannee ElizaldeCharles Schwab & Co., Inc.J.P. Morgan Securities LLC03-17-2020
Eduardo ValeroCharles Schwab & Co., Inc.TIAA-CREF Individual & Institutional Services, LLC03-12-2020
Eric Sven CorderCharles Schwab & Co., Inc.Edward Jones03-11-2020
Ryan Joseph BaileyCharles Schwab & Co., Inc.Robinhood Financial, LLC03-10-2020
Garrett P GroveCharles Schwab & Co., Inc.TD Ameritrade, Inc.03-06-2020
Tyson C. CombsCharles Schwab & Co., Inc.TD Ameritrade, Inc.03-06-2020
John Joseph RosenfeldCharles Schwab & Co., Inc.Singer Wealth Advisors Inc.03-05-2020
Larelle Tp WatsonCharles Schwab & Co., Inc.TD Ameritrade, Inc.03-05-2020
Jacob Matthew PoindexterCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Eric Patrick MosesCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors03-02-2020
Sarah Rose SpillerCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.03-02-2020
Kelly Ann ErskineCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC03-02-2020
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Showing 1 to 25 of 1,529 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.