Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael James ManiscalcoCharles Schwab & Co., Inc.TIAA-CREF Individual & Institutional Services, LLC01-02-2009
Michael Jay SchneiderCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2009
Jullie-Ann Nicole StrippoliCharles Schwab & Co., Inc.RiverStone Wealth Management, Inc.01-13-2009
Francesco ConidiCharles Schwab & Co., Inc.John Hancock Investment Management, LLC02-25-2009
Jason Thomas HaladaCharles Schwab & Co., Inc.UBS Financial Services Inc.03-05-2009
Dennis Delaney ParlanteCharles Schwab & Co., Inc.Legg Mason Investor Services, LLC04-06-2009
David Chien TsowCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Henry Jason McClurgCharles Schwab & Co., Inc.Citigroup Global Markets Inc.04-27-2009
Lynette AnconaCharles Schwab & Co., Inc.Banc of America Investment Services, Inc.$1005-18-2009
Bryan Gregory StewartCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC05-18-2009
Geoff Ross HowardCharles Schwab & Co., Inc.Wells Fargo Investments, LLC$2505-26-2009
Daniel Henri BroussardCharles Schwab & Co., Inc.Edward Jones05-26-2009
Illya Manuel BermantCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC$10005-27-2009
Nathan Ray MaloneCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-04-2009
Marcela Garcia-DungyCharles Schwab & Co., Inc.Banc of America Investment Services, Inc.06-08-2009
Teresa Renee SlabbaertCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC06-15-2009
Larisa SharockmanCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC06-29-2009
Thomas MathewsCharles Schwab & Co., Inc.UBS Financial Services Inc.06-29-2009
Matthew Elliott JarrettCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC06-29-2009
Giancarlo Jose MateusCharles Schwab & Co., Inc.Purshe Kaplan Sterling Investments06-29-2009
John Rains HillardCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-01-2009
Robert Marshall KrebsCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-06-2009
Seth Tarin GrayCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-06-2009
Mary Y. FrenkelCharles Schwab & Co., Inc.Voya Financial Advisors, Inc.07-06-2009
Stephen R. CetruloCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC07-13-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.