Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Seifert ColeCharles Schwab & Co., Inc.PNC Investments$15004-03-2020
Walter Marcel TaylorCharles Schwab & Co., Inc.PNC Investments$7502-03-2020
Idaliz Diaz GodineauxCharles Schwab & Co., Inc.PNC Investments07-05-2018
Kyle Steven ShanabergerCharles Schwab & Co., Inc.PNC Investments08-15-2017
William Michael IzykowskiCharles Schwab & Co., Inc.PNC Investments07-27-2017
Cassandra Frances LarosaCharles Schwab & Co., Inc.PNC Investments03-29-2017
Frank J Kumkoski SrCharles Schwab & Co., Inc.PNC Investments01-03-2017
Thomas Edward ErffmeyerCharles Schwab & Co., Inc.PNC Investments$15003-15-2016
Dean F BowenCharles Schwab & Co., Inc.PNC Investments10-08-2015
Troy Eugene GrospitzCharles Schwab & Co., Inc.PNC Investments08-05-2015
Dennis Amechi OparaugoCharles Schwab & Co., Inc.PNC Investments09-05-2013
Timothy Joseph HarkerCharles Schwab & Co., Inc.PNC Investments10-08-2012
Jane EspinosaCharles Schwab & Co., Inc.PNC Investments01-17-2012
James Athan KastrinosCharles Schwab & Co., Inc.PNC Investments06-27-2011
Michael Mccoy KlebbaCharles Schwab & Co., Inc.PNC Investments04-11-2011
Michael J MartinCharles Schwab & Co., Inc.PNC Investments03-07-2011

Showing 1 to 16 of 16 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.