Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Henri BroussardCharles Schwab & Co., Inc.Edward Jones05-26-2009
Giancarlo Jose MateusCharles Schwab & Co., Inc.Purshe Kaplan Sterling Investments06-29-2009
Michael Eugene ApolinarCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.08-24-2009
Brandon Philip StokerCharles Schwab & Co., Inc.Country Capital Management Company10-05-2009
Joseph Matthew ChaseCharles Schwab & Co., Inc.Foresters Financial Services, Inc.10-05-2009
John SeaquistCharles Schwab & Co., Inc.Edward Jones11-30-2009
Charles Young ChoeCharles Schwab & Co., Inc.Scottrade, Inc.04-26-2010
John Alan DunkelCharles Schwab & Co., Inc.State Farm VP Management Corp.05-16-2011
Daniel Aaron BenjaminCharles Schwab & Co., Inc.Vanguard Marketing Corporation08-29-2011
Elena Suzanne PutmanCharles Schwab & Co., Inc.Securian Financial Services, Inc.09-12-2011
Matthew J GreerCharles Schwab & Co., Inc.Edward Jones10-03-2011
Warren Mclain DriverCharles Schwab & Co., Inc.Principal Securities, Inc.01-09-2012
Kevin Arthur KrestanCharles Schwab & Co., Inc.Morgan Stanley$15001-19-2012
Tania S VolkCharles Schwab & Co., Inc.J.P. Morgan Securities LLC10-22-2012
Ronald Vornberg IIICharles Schwab & Co., Inc.T. Rowe Price Investment Services, Inc.05-21-2013
Charles R SuarezCharles Schwab & Co., Inc.MML Investors Services, LLC04-01-2014
Jerico Rom B MaddelaCharles Schwab & Co., Inc.Vanguard Marketing Corporation04-11-2014
Scott Edward GivenCharles Schwab & Co., Inc.Stifel, Nicolaus & Company, Incorporated01-08-2015
Kelly Kiyoshiro ArakakiCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.01-14-2015
Noel Garth GoodrichCharles Schwab & Co., Inc.Financial Engines Advisors L.L.C.07-01-2015
Christopher Wayne BerklandCharles Schwab & Co., Inc.Vanguard Marketing Corporation08-11-2015
Aaron James BaileyCharles Schwab & Co., Inc.Edward Jones11-03-2015
Todd Michael GarrettCharles Schwab & Co., Inc.Strategic Advisers LLC04-11-2016
Robert Andrew SchluterCharles Schwab & Co., Inc.Edward Jones04-11-2016
Amber Lee GradyCharles Schwab & Co., Inc.VSR Financial Services, Inc.07-27-2016
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.