Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abelardo Marcos HernandezCharles Schwab & Co., Inc.New England Securities01-09-2012
Adam Eisig RitterspornCharles Schwab & Co., Inc.Raymond James & Associates, Inc.06-11-2019
Adam Shane BreazealeCharles Schwab & Co., Inc.Fifth Third Securities, Inc.11-02-2018
Adam Vere FeldmanCharles Schwab & Co., Inc.AXA Advisors, LLC09-06-2011
Aimee FarinasCharles Schwab & Co., Inc.UBS Financial Services Inc.08-22-2011
Akiba Asha ReidCharles Schwab & Co., Inc.NYLIFE Securities LLC12-21-2018
Alan William NagaseCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2016
Amanda Jean MillerCharles Schwab & Co., Inc.T. Rowe Price Investment Services, Inc.08-01-2018
Ana Maria CraigCharles Schwab & Co., Inc.1st Global Capital Corp.11-04-2016
Andrew Michael MachataCharles Schwab & Co., Inc.Csfbdirect, Inc.$1002-27-2015
Angela Mahagoni MooreCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2013
Angela Taconi GreenCharles Schwab & Co., Inc.Principal Securities, Inc.03-07-2011
Anthony J. DecotisCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Biron Harrison SmytheCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors06-11-2019
Brady Jay ClarCharles Schwab & Co., Inc.Morgan Stanley12-14-2018
Brent Andrew CarrothersCharles Schwab & Co., Inc.Strategic Advisers LLC08-02-2018
Brian Charles RabbitoCharles Schwab & Co., Inc.AXA Advisors, LLC01-07-2013
Brian Ellis BrownCharles Schwab & Co., Inc.Morgan Stanley$2509-09-2014
Bryan Gregory StewartCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC05-18-2009
Carla A. CabreraCharles Schwab & Co., Inc.TradeStation Securities, Inc.11-12-2015
Chad Dwight FaulkenberryCharles Schwab & Co., Inc.Raymond James & Associates, Inc.$10007-14-2014
Charles Eric KnoxCharles Schwab & Co., Inc.International Financial Solutions, Inc.$1003-10-2016
Charles James Wicke Jr.Charles Schwab & Co., Inc.Fidelity Brokerage Services LLC08-17-2015
Charles Whitlock KunzelmanCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2012
Christine S. WangCharles Schwab & Co., Inc.Triad Advisors LLC08-06-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.