Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Scott RogersCharles Schwab & Co., Inc.Hilltop Securities Inc.08-14-2020
Jonathan Scott RogersCharles Schwab & Co., Inc.Hilltop Securities Inc.08-14-2020
Richard Lewis Spencer IIICharles Schwab & Co., Inc.NFP Securities, Inc.08-07-2020
Jonathan Scott RogersCharles Schwab & Co., Inc.Southwest Securities, Inc.08-03-2020
Sylvester T. Johnson Jr.Charles Schwab & Co., Inc.BB&T Securities, LLC$10007-22-2020
Trisha Renee JohnsonCharles Schwab & Co., Inc.Equitable Advisors, LLC07-20-2020
Carla Cristine UlrichherringCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.$5005-23-2020
Gregory Frazier ChildressCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.05-23-2020
Keith Lachabrian CanadyCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.$2505-23-2020
William Andrew BowlingCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.$5005-23-2020
Gus Miller MaskCharles Schwab & Co., Inc.USAA Financial Advisors, Inc.05-23-2020
Steven Erik TrevorCharles Schwab & Co., Inc.USAA Investment Management Company$5005-23-2020
Edgar Alavarez JohnsonCharles Schwab & Co., Inc.Vanguard Marketing Corporation04-03-2020
Jacob Jennings TownsendCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC03-18-2020
Eduardo ValeroCharles Schwab & Co., Inc.TIAA-CREF Individual & Institutional Services, LLC03-12-2020
Eric Sven CorderCharles Schwab & Co., Inc.Edward Jones03-11-2020
Larelle Tp WatsonCharles Schwab & Co., Inc.TD Ameritrade, Inc.03-05-2020
Mary Ann PervisCharles Schwab & Co., Inc.Cetera Investment Services LLC02-19-2020
Nathan Ryan BitnerCharles Schwab & Co., Inc.Avantax Investment Services, Inc.$15002-03-2020
Rush Peters GriffithCharles Schwab & Co., Inc.Edward Jones01-16-2020
Rachel Kathleen WilliamsCharles Schwab & Co., Inc.PFS Investments Inc.01-07-2020
Jonathan Michael DoddCharles Schwab & Co., Inc.Avantax Investment Services, Inc.$1001-02-2020
Eric M. TonesCharles Schwab & Co., Inc.Edward Jones01-02-2020
Alexander Creighton Mcmanaman BridgesCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC12-26-2019
Victoria J RobertsCharles Schwab & Co., Inc.Edward Jones12-23-2019
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Showing 1 to 25 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.