Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Michael MorgasenCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC$1506-16-2019
Adam Pasquale WestCharles Schwab & Co., Inc.Santander Securities LLC06-12-2019
Taylor Philip SalbergCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2019
Biron Harrison SmytheCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors06-11-2019
Adam Eisig RitterspornCharles Schwab & Co., Inc.Raymond James & Associates, Inc.06-11-2019
Ryan Jefferey DrewsCharles Schwab & Co., Inc.PFS Investments Inc.06-10-2019
Dillon Hoyt McCloudCharles Schwab & Co., Inc.Charles Schwab & Co., Inc.06-10-2019
Marc Edward MacalusoCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC06-08-2019
Erik James LanzaCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors06-07-2019
Jayalalitha RamamurthyCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC06-03-2019
Steven J. Woodruff Jr.Charles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors05-31-2019
Charles Jacob BrandtCharles Schwab & Co., Inc.BancWest Investment Services, Inc.05-31-2019
Michael Christopher Musto IICharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors05-29-2019
Thomas Joseph Dohogne Jr.Charles Schwab & Co., Inc.TLG Advisors, Inc.05-28-2019
Zirmarie SantiagoCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC05-28-2019
Dalton Jeffrey ShoemakerCharles Schwab & Co., Inc.Edward Jones05-24-2019
Jason Michael FoxCharles Schwab & Co., Inc.G.F. Investment Services, LLC05-22-2019
Erin Elizabeth KasikCharles Schwab & Co., Inc.J.P. Morgan Securities LLC05-21-2019
Karl W. WarnerCharles Schwab & Co., Inc.Key Investment Services LLC05-21-2019
John Paul FiduraCharles Schwab & Co., Inc.UBS Financial Services Inc.05-20-2019
Hugh Clay Johnson Jr.Charles Schwab & Co., Inc.LPL Financial LLC05-20-2019
John K. ReuterCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-20-2019
Jared Mark PicheCharles Schwab & Co., Inc.AllianceBernstein Investments, Inc.$10005-17-2019
Marcus ReedCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-15-2019
Vicky Wai HsiaCharles Schwab & Co., Inc.Quantum Capital Management$25005-15-2019
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.