Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Arcidiacono JrCharles Schwab & Co., Inc.Equitable Advisors, LLC03-18-2019
Joseph Peter Candela IIICharles Schwab & Co., Inc.J.P. Morgan Securities LLC03-20-2019
Martin L KlotovichCharles Schwab & Co., Inc.Royal Alliance Associates, Inc.03-22-2019
Erin Anne YostCharles Schwab & Co., Inc.D.A. Davidson & Co.03-22-2019
Sarah Faith HesslerCharles Schwab & Co., Inc.D.A. Davidson & Co.03-22-2019
Daniel Michael RoperCharles Schwab & Co., Inc.BancWest Investment Services, Inc.03-22-2019
Daniel James LauraineCharles Schwab & Co., Inc.Waddell & Reed03-25-2019
Christian Edwin ZepedaCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC$16503-25-2019
Andrea Kim FloresCharles Schwab & Co., Inc.USAA Investment Services Company$803-25-2019
Lola Chung DanzaCharles Schwab & Co., Inc.TD Ameritrade, Inc.03-26-2019
Winnie GuoCharles Schwab & Co., Inc.Morgan Stanley03-27-2019
David Carroll ColbyCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors04-03-2019
Grace A OngCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2019
Neil John OkeeffeCharles Schwab & Co., Inc.BancWest Investment Services, Inc.04-05-2019
Joseph Michael CoteCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors04-05-2019
Martin Philip Albanese JrCharles Schwab & Co., Inc.Stifel, Nicolaus & Company, Incorporated04-08-2019
Robert Anthony LoreCharles Schwab & Co., Inc.BlackRock Investments, LLC04-08-2019
Vincent J SeatsCharles Schwab & Co., Inc.J.P. Morgan Securities LLC04-08-2019
Henrique Oliveira CataldiCharles Schwab & Co., Inc.Edward Jones04-08-2019
Jenada Ileen TaylorCharles Schwab & Co., Inc.J.P. Morgan Securities LLC04-09-2019
Sean Richmond HouseCharles Schwab & Co., Inc.TD Ameritrade, Inc.04-15-2019
David Leon Shelly JrCharles Schwab & Co., Inc.Capital Analysts$2504-16-2019
Walter Andrew VarianCharles Schwab & Co., Inc.Morgan Stanley04-16-2019
Obi TagboCharles Schwab & Co., Inc.Morgan Stanley04-16-2019
Don Ray WildeCharles Schwab & Co., Inc.Purshe Kaplan Sterling Investments04-17-2019
Next Page »

Showing 1 to 25 of 62 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.