Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary John BlumenthalCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-22-2019
Omar H BarakatCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Rana Jameel TomaCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-19-2019
Karim Ali AladimiCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC07-17-2019
Constance M FoleyCharles Schwab & Co., Inc.Morgan Stanley$15007-15-2019
Svetla Dimitrova Vavova-CliffordCharles Schwab & Co., Inc.American Century Investment Services Inc.07-15-2019
Stephen Ross StanleyCharles Schwab & Co., Inc.TD Ameritrade, Inc.$5007-13-2019
Daniel James KingmaCharles Schwab & Co., Inc.Hornor, Townsend & Kent, LLC07-11-2019
Adam Wade WeibelCharles Schwab & Co., Inc.TD Ameritrade, Inc.07-10-2019
William Francis McCarty IVCharles Schwab & Co., Inc.First Trust Portfolios L.P.07-09-2019
Kolyn Rana PaskeyCharles Schwab & Co., Inc.USAA Investment Services Company07-08-2019
Matthew C EhmanCharles Schwab & Co., Inc.Cambridge Investment Research, Inc.07-08-2019
Stephen Jared SmithCharles Schwab & Co., Inc.MML Investors Services, LLC07-08-2019
Bradley David HitzemanCharles Schwab & Co., Inc.The Huntington Investment Company07-02-2019
Sean Francis FloodCharles Schwab & Co., Inc.Key Investment Services LLC07-01-2019
Neal Merville-Hines LittonCharles Schwab & Co., Inc.USAA Investment Services Company06-27-2019
Jason Patrick ZephirCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-25-2019
Jacob Tyler KennedyCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors06-25-2019
Joseph James PerryCharles Schwab & Co., Inc.United Brokerage Services, Inc06-25-2019
Sara A WoodsCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019
Sze Wai KwokCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.