Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alma Catalina SternChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2012
David Thomas DominguezChase Investment Services Corp.Edward Jones09-01-2012
Domarina AwdowChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2012
Howard Lee Herring IIChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2012
Jill Rae FulmerChase Investment Services Corp.Morgan Stanley09-01-2012
Mark Everitt DawsonChase Investment Services Corp.UnionBanc Investment Services, LLC09-01-2012
Rodney John DeckerChase Investment Services Corp.PNC Investments09-01-2012
Susan Marie BarnettChase Investment Services Corp.UnionBanc Investment Services, LLC09-01-2012
John Kien ChauChase Investment Services Corp.BancWest Investment Services, Inc.08-28-2012
Brian Orinthal ButlerChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2012
Heather Lee KuekerChase Investment Services Corp.Wells Fargo Clearing Services, LLC08-27-2012
Jeannine Marie BoutinChase Investment Services Corp.BancWest Investment Services, Inc.08-27-2012
Jody Wayne MyersChase Investment Services Corp.PNC Investments08-27-2012
Richard Joseph ToenjesChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2012
William Edward Schroen IIIChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2012
Douglas Walter GraybealChase Investment Services Corp.FirstMerit Financial Services, Inc08-01-2012
James Paul LebouefChase Investment Services Corp.Charles Schwab & Co., Inc.08-01-2012
Jeffrey Scott GordonChase Investment Services Corp.Wells Fargo Clearing Services, LLC08-01-2012
Tylor Adam BelsheChase Investment Services Corp.Ameriprise Financial Services, Inc.08-01-2012
William Edward LeonardChase Investment Services Corp.PNC Investments08-01-2012
Dale Leary SelfChase Investment Services Corp.TD Ameritrade Investment Management, LLC07-31-2012
Oded Joseph JacobowitzChase Investment Services Corp.Signator Investors, Inc.07-31-2012
Adam Todd SchoenwaldChase Investment Services Corp.LPL Financial LLC07-30-2012
Brian K GreggChase Investment Services Corp.BMO Harris Financial Advisors, Inc.07-30-2012
Darlene Kay ParadiseChase Investment Services Corp.Key Investment Services LLC07-23-2012
Next Page »

Showing 1 to 25 of 1,638 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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