Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dana Ward LambChase Investment Services Corp.A.G.P. / Alliance Global Partners09-19-2011
Gabriel Rafael GomezChase Investment Services Corp.ADP Broker-Dealer, Inc.07-01-2010
Alexander Roger NyeChase Investment Services Corp.ADP Broker-Dealer, Inc.06-28-2010
Sean Michael DobbinsChase Investment Services Corp.Advance Capital Services, Inc.02-01-2010
Lejo AbrahamChase Investment Services Corp.Advisors Asset Management, Inc.08-23-2010
Eddie Ray SnowChase Investment Services Corp.AIG Capital Services, Inc.06-30-2009
Thomas Doyle ThigpenChase Investment Services Corp.AIG Capital Services, Inc.06-24-2009
Jason Dimitri NicoloffChase Investment Services Corp.Allstate Distributors, L.L.C.04-13-2009
Linda Susan AuvilChase Investment Services Corp.Allstate Financial Services, LLC06-01-2011
Digger Danny RasmussenChase Investment Services Corp.Allstate Financial Services, LLC03-01-2011
Darren Michael MonroeChase Investment Services Corp.Allstate Financial Services, LLC12-31-2010
Daniel Antonio CapoteChase Investment Services Corp.Allstate Financial Services, LLC11-15-2010
Thomas Marshall AllenChase Investment Services Corp.Allstate Financial Services, LLC07-01-2010
Humberto Aguedo PerezChase Investment Services Corp.Allstate Financial Services, LLC05-10-2010
William Joshua MeierChase Investment Services Corp.Allstate Financial Services, LLC11-01-2009
Ninos EliaChase Investment Services Corp.Allstate Financial Services, LLC10-26-2009
Kevin Eugene SmithChase Investment Services Corp.Allstate Financial Services, LLC09-01-2009
Lynne RolfeChase Investment Services Corp.Allstate Financial Services, LLC08-01-2009
Vincent Antwane WallaceChase Investment Services Corp.Allstate Financial Services, LLC01-12-2009
Christina Ann LipariChase Investment Services Corp.American Family Securities, LLC10-26-2009
Kenneth Robert WoodenChase Investment Services Corp.American Funds Distributors, Inc.06-21-2010
Peter Spiros ArethasChase Investment Services Corp.American Trust Investment Services, Inc.01-01-2011
Tylor Adam BelsheChase Investment Services Corp.Ameriprise Financial Services, Inc.08-01-2012
Matthew Allen GrohChase Investment Services Corp.Ameriprise Financial Services, Inc.06-01-2012
Marcus JassoChase Investment Services Corp.Ameriprise Financial Services, Inc.03-16-2012
Next Page »

Showing 1 to 25 of 1,638 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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