Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dana Ward LambChase Investment Services Corp.A.G.P / Alliance Global Partners$5009-19-2011
Darryl Anthony BayukChase Investment Services Corp.Addison Avenue Financial Partners, LLC02-04-2010
Gabriel Rafael GomezChase Investment Services Corp.ADP Broker-Dealer, Inc.07-01-2010
Alexander Roger NyeChase Investment Services Corp.ADP Broker-Dealer, Inc.06-28-2010
Sean Michael DobbinsChase Investment Services Corp.Advance Capital Services, Inc.02-01-2010
Thomas Doyle ThigpenChase Investment Services Corp.AIG Capital Services, Inc.06-24-2009
Jason Dimitri NicoloffChase Investment Services Corp.Allstate Distributors, L.L.C.04-13-2009
Linda Susan AuvilChase Investment Services Corp.Allstate Financial Services, LLC$5006-01-2011
Digger Danny RasmussenChase Investment Services Corp.Allstate Financial Services, LLC03-01-2011
Darren Michael MonroeChase Investment Services Corp.Allstate Financial Services, LLC12-31-2010
Daniel A. CapoteChase Investment Services Corp.Allstate Financial Services, LLC11-15-2010
Thomas Marshall AllenChase Investment Services Corp.Allstate Financial Services, LLC07-01-2010
Humberto Aguedo PerezChase Investment Services Corp.Allstate Financial Services, LLC05-10-2010
William Joshua MeierChase Investment Services Corp.Allstate Financial Services, LLC11-01-2009
Ninos EliaChase Investment Services Corp.Allstate Financial Services, LLC10-26-2009
Kevin Eugene SmithChase Investment Services Corp.Allstate Financial Services, LLC$1009-01-2009
Lynne RolfeChase Investment Services Corp.Allstate Financial Services, LLC08-01-2009
Vincent Antwane WallaceChase Investment Services Corp.Allstate Financial Services, LLC01-12-2009
Christina Ann LipariChase Investment Services Corp.American Family Securities, LLC10-26-2009
Kenneth Robert WoodenChase Investment Services Corp.American Funds Distributors, Inc.06-21-2010
Peter Spiros ArethasChase Investment Services Corp.American Trust Investment Services, Inc.$2501-01-2011
Matthew Allen GrohChase Investment Services Corp.Ameriprise Financial Services, LLC06-01-2012
Michael Steven LudlowChase Investment Services Corp.Ameriprise Financial Services, LLC$15005-01-2012
Marcus JassoChase Investment Services Corp.Ameriprise Financial Services, LLC$1003-16-2012
Shane Daniel PrierChase Investment Services Corp.Ameriprise Financial Services, LLC04-01-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.