Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne-Marie MitchellChase Investment Services Corp.BOK Financial Securities, Inc.01-01-2009
Blanca E. BlancoChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Vadim LovinskyChase Investment Services Corp.Sigma Financial Corporation01-01-2009
Jason John RoqueChase Investment Services Corp.Thrivent Investment Management Inc.01-01-2009
Perry Keith Jeffries IIIChase Investment Services Corp.UBS Financial Services Inc.01-01-2009
Jose Anthony ValenciaChase Investment Services Corp.Wells Fargo Clearing Services, LLC$101-01-2009
Gabriel Marshall CampbellChase Investment Services Corp.Edward Jones$2501-01-2009
Carlos Ivan FierroChase Investment Services Corp.SWBC Investment Services, LLC01-05-2009
Steven Jay LondonChase Investment Services Corp.NYLIFE Securities LLC01-06-2009
Mucio Dumit CarlonChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.01-12-2009
Vincent Antwane WallaceChase Investment Services Corp.Allstate Financial Services, LLC01-12-2009
Daniel Paul McGovern IIIChase Investment Services Corp.Lord Abbett Distributor LLC01-15-2009
Karl James WeizenickerChase Investment Services Corp.Cetera Investment Services LLC02-01-2009
Christopher Lee BrowningChase Investment Services Corp.Fifth Third Securities, Inc.02-01-2009
James S BegheinChase Investment Services Corp.Edward Jones02-01-2009
Kenneth Jude CloughChase Investment Services Corp.Signature Securities$5002-01-2009
Margie SchletzChase Investment Services Corp.Citizens Securities, Inc.02-01-2009
Kenneth Ray Koger Jr.Chase Investment Services Corp.Wells Fargo Clearing Services, LLC$1002-01-2009
Vincent SapienzaChase Investment Services Corp.Citigroup Global Markets Inc.02-01-2009
Thomas Brock LloydChase Investment Services Corp.MetLife Securities Inc.02-01-2009
Bruce Edward ForrestChase Investment Services Corp.Citigroup Global Markets Inc.02-05-2009
Dennis AliceaChase Investment Services Corp.Chase Investment Services Corp.02-06-2009
Santi Nalluri NallapaneniChase Investment Services Corp.Citigroup Global Markets Inc.02-09-2009
Christine FroleChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-16-2009
Assaf SamuelChase Investment Services Corp.Chase Investment Services Corp.02-16-2009
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Showing 1 to 25 of 1,612 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.