Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne-Marie MitchellChase Investment Services Corp.BOK Financial Services, Inc.01-01-2009
Gabriel Marshall CampbellChase Investment Services Corp.Edward Jones01-01-2009
Jason John RoqueChase Investment Services Corp.Thrivent Investment Management Inc.01-01-2009
Jose Anthony ValenciaChase Investment Services Corp.Wells Fargo Clearing Services, LLC01-01-2009
Perry Keith Jeffries IIIChase Investment Services Corp.UBS Financial Services Inc.01-01-2009
Vadim LovinskyChase Investment Services Corp.Sigma Financial Corporation01-01-2009
Steven Jay LondonChase Investment Services Corp.NYLIFE Securities LLC01-06-2009
Mucio Dumit CarlonChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.01-12-2009
Vincent Antwane WallaceChase Investment Services Corp.Allstate Financial Services, LLC01-12-2009
James S BegheinChase Investment Services Corp.Edward Jones02-01-2009
Karl James WeizenickerChase Investment Services Corp.Cetera Investment Services LLC02-01-2009
Kenneth Jude CloughChase Investment Services Corp.Signature Securities02-01-2009
Kenneth Ray Koger Jr.Chase Investment Services Corp.Wells Fargo Clearing Services, LLC02-01-2009
Margie SchletzChase Investment Services Corp.Citizens Securities, Inc.02-01-2009
Thomas Brock LloydChase Investment Services Corp.MetLife Securities Inc.02-01-2009
Vincent SapienzaChase Investment Services Corp.Citigroup Global Markets Inc.02-01-2009
Santi Nalluri NallapaneniChase Investment Services Corp.Citigroup Global Markets Inc.02-09-2009
Christine FroleChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2009
Jon Carter SaboChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2009
Anthony Carmelo SpinelliChase Investment Services Corp.LPL Financial LLC03-01-2009
Carolina Adele Di CesareChase Investment Services Corp.Mutual Service Corporation03-01-2009
Christopher Michael CaulChase Investment Services Corp.Bentley-Lawrence Securities, Inc.03-01-2009
David ShipleyChase Investment Services Corp.Woodbury Financial Services, Inc.03-01-2009
David Brian SpeiserChase Investment Services Corp.Citigroup Global Markets Inc.03-01-2009
Eileen C TrentacosteChase Investment Services Corp.MetLife Securities Inc.03-01-2009
Next Page »

Showing 1 to 25 of 1,638 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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