Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron AdcockChase Investment Services Corp.Charles Schwab & Co., Inc.03-31-2011
Aaron Daniel ScheidChase Investment Services Corp.E*TRADE Securities LLC03-11-2011
Aaron David WinsteinChase Investment Services Corp.MetLife Securities Inc.12-04-2009
Aaron Joseph LampertChase Investment Services Corp.Wells Fargo Investments, LLC06-30-2010
Aaron Louis GutierrezChase Investment Services Corp.Ameriprise Financial Services, Inc.11-22-2010
Aaron Michael LawryChase Investment Services Corp.Edward Jones03-30-2010
Aaron Paul KarasChase Investment Services Corp.AXA Advisors, LLC09-21-2009
Aaron Roth LewisChase Investment Services Corp.Edward Jones03-31-2010
Aaron W BrewerChase Investment Services Corp.UBS Financial Services Inc.10-19-2009
Adalberto PerazaChase Investment Services Corp.Signator Investors, Inc.12-28-2009
Adam Benjamin MayfieldChase Investment Services Corp.USAA Financial Advisors, Inc.05-17-2010
Adam Jacob ParenteChase Investment Services Corp.Morgan Stanley04-24-2012
Adam Joseph ShaverChase Investment Services Corp.Country Capital Management Company03-21-2011
Adam Kyle CraftChase Investment Services Corp.Edward Jones04-30-2012
Adam M. FarberChase Investment Services Corp.Vellum Financial, LLC03-29-2010
Adam Paul SowaChase Investment Services Corp.Morgan Stanley12-28-2009
Adam Reid FromsonChase Investment Services Corp.David A. Noyes & Company01-18-2011
Adam Rene AlanisChase Investment Services Corp.Citigroup Global Markets Inc.04-01-2009
Adam Todd SchoenwaldChase Investment Services Corp.LPL Financial LLC07-30-2012
Adam Wayne PowellChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2010
Adejanira F BishopChase Investment Services Corp.Wells Fargo Clearing Services, LLC08-01-2011
Adekemi AzeezChase Investment Services Corp.Edward Jones05-01-2010
Adina D PruittChase Investment Services Corp.Fidelity Brokerage Services LLC03-01-2011
Adrian F. SchulzChase Investment Services Corp.AXA Advisors, LLC09-01-2009
Afsaneh NaderiChase Investment Services Corp.HSBC Securities (USA) Inc.12-17-2010
Next Page »

Showing 1 to 25 of 1,638 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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