Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria Victoria RuizChase Investment Services Corp.AXA Advisors, LLC04-01-2009
Victor J CervantesChase Investment Services Corp.AXA Advisors, LLC05-02-2009
Clayton James GrossChase Investment Services Corp.AXA Advisors, LLC06-01-2009
Matthew Robert MurphyChase Investment Services Corp.AXA Advisors, LLC08-03-2009
Adrian F. SchulzChase Investment Services Corp.AXA Advisors, LLC09-01-2009
David Paul BazzoliChase Investment Services Corp.AXA Advisors, LLC09-01-2009
Aaron Paul KarasChase Investment Services Corp.AXA Advisors, LLC09-21-2009
Peter David Barresi Jr.Chase Investment Services Corp.AXA Advisors, LLC09-28-2009
Edwin Shanil KumarChase Investment Services Corp.AXA Advisors, LLC10-26-2009
Yamen ElsaidChase Investment Services Corp.AXA Advisors, LLC11-01-2009
Jason Lee WeryChase Investment Services Corp.AXA Advisors, LLC11-16-2009
William Charles VourlasChase Investment Services Corp.AXA Advisors, LLC11-23-2009
Kenneth Matthew WhiteChase Investment Services Corp.AXA Advisors, LLC11-30-2009
Juan Pablo JacintoChase Investment Services Corp.AXA Advisors, LLC12-01-2009
Matthew William GuyetteChase Investment Services Corp.AXA Advisors, LLC12-21-2009
Jacob Peter SessionsChase Investment Services Corp.AXA Advisors, LLC02-24-2010
David W. AbernathyChase Investment Services Corp.AXA Advisors, LLC04-19-2010
Erik BrickelChase Investment Services Corp.AXA Advisors, LLC04-19-2010
Eric Michael GoldherszChase Investment Services Corp.AXA Advisors, LLC04-26-2010
Paul Matthew CareyChase Investment Services Corp.AXA Advisors, LLC04-30-2010
Melissa Leeann GinderChase Investment Services Corp.AXA Advisors, LLC05-01-2010
Christopher Alan JacobsonChase Investment Services Corp.AXA Advisors, LLC05-01-2010
Matthew J KaiserChase Investment Services Corp.AXA Advisors, LLC05-01-2010
Troy Nolan ThompsonChase Investment Services Corp.AXA Advisors, LLC$50006-07-2010
John Louis Fair Jr.Chase Investment Services Corp.AXA Advisors, LLC06-15-2010
Next Page »

Showing 1 to 25 of 35 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.