Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis Hampton CrowellChase Investment Services Corp.Ameriprise Financial Services, Inc.10-29-2009
Thomas Burling Grant Jr.Chase Investment Services Corp.Ameriprise Financial Services, Inc.$50006-01-2010
Steven David ShieldsChase Investment Services Corp.Ameriprise Financial Services, Inc.$10006-01-2010
Shane Daniel PrierChase Investment Services Corp.Ameriprise Financial Services, Inc.$10004-01-2011
Samuel Elliot RodriguezChase Investment Services Corp.Ameriprise Financial Services, Inc.04-01-2009
Ryan Jonathon BluskeChase Investment Services Corp.Ameriprise Financial Services, Inc.01-01-2010
Ron M. AmirChase Investment Services Corp.Ameriprise Financial Services, Inc.02-23-2010
Robert Hugh Mauldin IIChase Investment Services Corp.Ameriprise Financial Services, Inc.12-28-2009
Quyen Phuong ThaiChase Investment Services Corp.Ameriprise Financial Services, Inc.12-31-2009
Qing Song HuangChase Investment Services Corp.Ameriprise Financial Services, Inc.11-15-2010
Piyush ChowhanChase Investment Services Corp.Ameriprise Financial Services, Inc.11-01-2009
Philip Richard SiegelChase Investment Services Corp.Ameriprise Financial Services, Inc.$50007-01-2009
Peter Jason SikoraChase Investment Services Corp.Ameriprise Financial Services, Inc.12-01-2009
Orzalla SulaimankhilChase Investment Services Corp.Ameriprise Financial Services, Inc.$10003-31-2010
Nicholas Jon DewsnapChase Investment Services Corp.Ameriprise Financial Services, Inc.$10001-01-2010
Nicholas H. GrantChase Investment Services Corp.Ameriprise Financial Services, Inc.05-27-2009
Michael Thomas GardiaChase Investment Services Corp.Ameriprise Financial Services, Inc.06-28-2010
Michael Steven LudlowChase Investment Services Corp.Ameriprise Financial Services, Inc.$15005-01-2012
Michael James BradstreetChase Investment Services Corp.Ameriprise Financial Services, Inc.09-16-2009
Meryll Biala BangsilChase Investment Services Corp.Ameriprise Financial Services, Inc.09-01-2009
Matthew Steven KittellChase Investment Services Corp.Ameriprise Financial Services, Inc.$25003-31-2011
Matthew Allen GrohChase Investment Services Corp.Ameriprise Financial Services, Inc.06-01-2012
Mary Elizabeth CarpenterChase Investment Services Corp.Ameriprise Financial Services, Inc.$10012-01-2010
Marcus JassoChase Investment Services Corp.Ameriprise Financial Services, Inc.$10003-16-2012
Marcos Guillermo UbinasChase Investment Services Corp.Ameriprise Financial Services, Inc.$25008-01-2009
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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