Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Ulrich WisemanChase Investment Services Corp.Northwestern Mutual Investment Services, LLC10-31-2011
Trevor Tshepo MosupyeChase Investment Services Corp.Northwestern Mutual Investment Services, LLC09-01-2011
David Allen PalmerChase Investment Services Corp.Northwestern Mutual Investment Services, LLC04-18-2011
John Addison JohnstonChase Investment Services Corp.Northwestern Mutual Investment Services, LLC04-01-2011
Bret Homer BlackChase Investment Services Corp.Northwestern Mutual Investment Services, LLC11-29-2010
Cyron Wayne HamerChase Investment Services Corp.Northwestern Mutual Investment Services, LLC$2511-01-2010
Michael Anthony FisherChase Investment Services Corp.Northwestern Mutual Investment Services, LLC11-01-2010
Derek Raymond RoeChase Investment Services Corp.Northwestern Mutual Investment Services, LLC10-01-2010
Richard Alan Desimone Jr.Chase Investment Services Corp.Northwestern Mutual Investment Services, LLC09-29-2010
Nancy Cicero PhillipsChase Investment Services Corp.Northwestern Mutual Investment Services, LLC09-07-2010
Joshua D'Jalma Garnier Sr.Chase Investment Services Corp.Northwestern Mutual Investment Services, LLC09-01-2010
Teresa A Ramos-ManiChase Investment Services Corp.Northwestern Mutual Investment Services, LLC08-16-2010
Vincent Joseph DipaoloChase Investment Services Corp.Northwestern Mutual Investment Services, LLC08-16-2010
Michael Ray KelleyChase Investment Services Corp.Northwestern Mutual Investment Services, LLC06-21-2010
James R PucciniChase Investment Services Corp.Northwestern Mutual Investment Services, LLC05-17-2010
Brentley M. WarrenChase Investment Services Corp.Northwestern Mutual Investment Services, LLC03-22-2010
Raul Fernando GuerraChase Investment Services Corp.Northwestern Mutual Investment Services, LLC03-01-2010
Faron M. HughesChase Investment Services Corp.Northwestern Mutual Investment Services, LLC03-01-2010
Amy Lynn PodziusChase Investment Services Corp.Northwestern Mutual Investment Services, LLC02-01-2010
Harley Christopher BarnesChase Investment Services Corp.Northwestern Mutual Investment Services, LLC12-14-2009
Claudia N NavarreteChase Investment Services Corp.Northwestern Mutual Investment Services, LLC12-01-2009
Andrew Thomas PaytonChase Investment Services Corp.Northwestern Mutual Investment Services, LLC09-08-2009
John Michael PuleoChase Investment Services Corp.Northwestern Mutual Investment Services, LLC09-01-2009
Andrew Kovacic MorehouseChase Investment Services Corp.Northwestern Mutual Investment Services, LLC08-31-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.