Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephan James FaustChase Investment Services Corp.Edward Jones07-01-2012
Auroon P. ThapaChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2012
Walter Ludwik SzymakowskiChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2012
Jamie Rowland RobinsonChase Investment Services Corp.PFS Investments Inc.02-06-2012
Corey OwenChase Investment Services Corp.Morgan Stanley01-27-2012
Marly Ann MillerChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-04-2012
Adejanira F. BishopChase Investment Services Corp.Wells Fargo Clearing Services, LLC$5008-01-2011
Jennifer Marie HoaglandChase Investment Services Corp.PFS Investments Inc.08-01-2011
Felix-Albert DesmanglesChase Investment Services Corp.Edward Jones07-22-2011
Harry Charles LexChase Investment Services Corp.Edward Jones03-31-2011
Darren Michael MonroeChase Investment Services Corp.Allstate Financial Services, LLC12-31-2010
Daniel A. CapoteChase Investment Services Corp.Allstate Financial Services, LLC11-15-2010
Dax Jonas McMenaminChase Investment Services Corp.Wells Fargo Investments, LLC11-01-2010
Peter Nicholas BrodtChase Investment Services Corp.Fleming Securities Incorporated06-30-2010
Aaron Joseph LampertChase Investment Services Corp.Wells Fargo Investments, LLC06-30-2010
Johnny Earl BurrisChase Investment Services Corp.Burris Financial Services, Inc.06-21-2010
Alan Dean NickersonChase Investment Services Corp.MWA Financial Services Inc.05-28-2010
David Scott JonaganChase Investment Services Corp.Edward Jones05-03-2010
Sergio J. Canevett Jr.Chase Investment Services Corp.Morgan Stanley$1003-29-2010
Jacob Peter SessionsChase Investment Services Corp.AXA Advisors, LLC02-24-2010
Samira Carole ArikatChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2010
Paul C BarnettChase Investment Services Corp.Edward Jones$5002-01-2010
David Christopher ShowellChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-28-2009
Adam Paul SowaChase Investment Services Corp.Morgan Stanley$112-28-2009
Bianca Marie RobertsonChase Investment Services Corp.New England Securities11-02-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.