Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curtis F WrightChase Investment Services Corp.Chase Investment Services Corp.08-17-2012
Rene A. MikesChase Investment Services Corp.Edward Jones07-01-2012
Robert Allen StachowiakChase Investment Services Corp.Morgan Stanley12-05-2011
Robert Scott StewartChase Investment Services Corp.Edward Jones08-29-2011
John R. PolicastroChase Investment Services Corp.T. Rowe Price Investment Services, Inc.06-01-2011
Jason Lee RenneckerChase Investment Services Corp.Edward Jones03-31-2011
Joseph Michael JelinekChase Investment Services Corp.Wells Fargo Clearing Services, LLC03-01-2011
Christopher Lee WattonChase Investment Services Corp.Morgan Stanley$1002-28-2011
Stephen M. RobertsChase Investment Services Corp.Waddell & Reed02-07-2011
Terry Alan GushikenChase Investment Services Corp.Wells Fargo Clearing Services, LLC10-28-2010
Maureen Elizabeth BartlettChase Investment Services Corp.Wells Fargo Clearing Services, LLC10-01-2010
Matthew Hayden FarrierChase Investment Services Corp.OppenheimerFunds Distributor, Inc.09-30-2010
Sibyl M. SamuelChase Investment Services Corp.National Planning Corporation09-30-2010
Jacob William LacyChase Investment Services Corp.Edward Jones09-27-2010
Vincent Joseph DipaoloChase Investment Services Corp.Northwestern Mutual Investment Services, LLC08-16-2010
William Clarence Larkin Jr.Chase Investment Services Corp.Pruco Securities, LLC.06-29-2010
Virginia Clair BarrowChase Investment Services Corp.Edward Jones06-01-2010
Matthew David KothChase Investment Services Corp.Edward Jones06-01-2010
Margaret Doyle WattChase Investment Services Corp.Edward Jones05-01-2010
Christopher Ronald SchmidtChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-01-2010
Ryan Jonathon BluskeChase Investment Services Corp.Ameriprise Financial Services, LLC01-01-2010
Harley Christopher BarnesChase Investment Services Corp.Northwestern Mutual Investment Services, LLC12-14-2009
Wayne Timothy RoysChase Investment Services Corp.Morgan Stanley$1008-03-2009
Matthew Robert MurphyChase Investment Services Corp.AXA Advisors, LLC08-03-2009
Michael D. RosenthalChase Investment Services Corp.Edward Jones06-15-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.