Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alberto Enrique CristanchoChase Investment Services Corp.Southeast Investments, N.C., Inc.07-18-2011
Alberto ValdesChase Investment Services Corp.Investacorp, Inc.06-08-2009
Alexis DavisChase Investment Services Corp.MetLife Securities Inc.12-01-2009
Alfonso Gustavo GuerreroChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2011
Alison Jane BowesChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2012
Allan Erik FequiereChase Investment Services Corp.Wells Fargo Clearing Services, LLC06-04-2009
Amanda Leigh GoobieChase Investment Services Corp.Wells Fargo Clearing Services, LLC09-07-2010
Amy Ellen LopezChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2012
Andres Patricio HoyosChase Investment Services Corp.Edward Jones05-01-2010
Andrew J PanaiaChase Investment Services Corp.MetLife Securities Inc.03-01-2010
Andrew Phillip FloranceChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2012
Andrew RaskinChase Investment Services Corp.Newbridge Securities Corporation$1003-22-2010
Angel Gabriel AndujarChase Investment Services Corp.Wells Fargo Clearing Services, LLC05-02-2009
Angela Frances DalyChase Investment Services Corp.New England Securities09-01-2009
Anna LeeChase Investment Services Corp.HSBC Securities (USA) Inc.07-12-2011
Benjamin Kyle RobinsonChase Investment Services Corp.New England Securities04-01-2010
Brian I. BaldwinChase Investment Services Corp.Pruco Securities, LLC.02-01-2010
Byron Charles TobiasChase Investment Services Corp.PFS Investments Inc.03-01-2010
Camilo Augusto VilchezChase Investment Services Corp.Wells Fargo Clearing Services, LLC12-01-2011
Carlos Alberto AguiarChase Investment Services Corp.Wells Fargo Clearing Services, LLC08-01-2011
Carlos Alberto VargasChase Investment Services Corp.First Command Financial Planning, Inc.03-01-2011
Carlos J. Berrios-AgostoChase Investment Services Corp.PFS Investments Inc.05-01-2010
Cesar R OteroChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2010
Chad Richard MyersChase Investment Services Corp.Edward Jones03-26-2012
Charles William Morales IIChase Investment Services Corp.Echotrade LLC01-01-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.