Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yamen ElsaidChase Investment Services Corp.AXA Advisors, LLC11-01-2009
Yaimis Martha VeraChase Investment Services Corp.Pruco Securities, LLC.06-20-2011
William Thomas EatonChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2010
William McConvilleChase Investment Services Corp.Morgan Stanley$1008-16-2010
Wendy Nadin Rodriguez-SchileChase Investment Services Corp.Wells Fargo Clearing Services, LLC01-05-2011
Warren Geoffery Rogers IIChase Investment Services Corp.MetLife Securities Inc.02-01-2010
Walter Scott ChandlerChase Investment Services Corp.Janney Montgomery Scott LLC04-19-2010
Vincent Vijay LachmanChase Investment Services Corp.Wells Fargo Clearing Services, LLC10-01-2009
Vincent Giancarlo AmelioChase Investment Services Corp.Wells Fargo Clearing Services, LLC12-01-2009
Vincent Charles IuppaChase Investment Services Corp.Wells Fargo Clearing Services, LLC$1004-01-2010
Ulises MontanaChase Investment Services Corp.Wells Fargo Clearing Services, LLC12-01-2011
Trevor Yulee CameronChase Investment Services Corp.Wells Fargo Clearing Services, LLC03-01-2011
Todd Vernon HoldenChase Investment Services Corp.PNC Investments09-01-2010
Thomas Patrick Dooley Jr.Chase Investment Services Corp.Wells Fargo Clearing Services, LLC$5009-14-2009
Theodore Wesley KurtzChase Investment Services Corp.Edward Jones11-02-2009
Stephen BerrocalChase Investment Services Corp.Wells Fargo Clearing Services, LLC$2507-01-2009
Stephan George Gonzalez-LlanesChase Investment Services Corp.Next Financial Group, Inc.03-21-2011
Silvio BorreroChase Investment Services Corp.Wells Fargo Clearing Services, LLC09-23-2010
Sherena Shelly-Ann WintChase Investment Services Corp.Chase Investment Services Corp.05-01-2010
Ryan Derek HolbertChase Investment Services Corp.Raymond James & Associates, Inc.08-01-2009
Ruben MaldonadoChase Investment Services Corp.Voya Financial Advisors, Inc.07-26-2010
Rommel David GarciaChase Investment Services Corp.Wells Fargo Clearing Services, LLC08-03-2009
Richard Stanislaus RoutieChase Investment Services Corp.Edward Jones08-23-2010
Richard Joseph ToenjesChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2012
Richard Bryant RenzChase Investment Services Corp.The Huntington Investment Company$5012-01-2009
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Showing 1 to 25 of 139 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.