Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Ryan EossoChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2012
Giovani Leandro ReynosoChase Investment Services Corp.Morgan Stanley05-01-2012
Richard Anthony Urban Jr.Chase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2012
Jeffrey Thomas TumminelloChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-01-2012
Andres Felipe AriasChase Investment Services Corp.Joseph Gunnar & Co. LLC02-27-2012
Michael Anthony BaleChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-30-2011
Michael John KlosekChase Investment Services Corp.Raymond James Financial Services, Inc.12-27-2011
Alexander Agostino AielloChase Investment Services Corp.Morgan Stanley12-01-2011
Neal GordonChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2011
Christian A PinaChase Investment Services Corp.Citigroup Global Markets Inc.10-10-2011
Marcus MaldonadoChase Investment Services Corp.David Lerner Associates, Inc.09-26-2011
Michael Philip HadererChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2011
Gregory Thomas DonohoeChase Investment Services Corp.Columbus Advisory Group, Ltd.05-01-2011
Miguel R. Trinidad OgandoChase Investment Services Corp.PNC Investments03-28-2011
Brian Donovan AikenChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.01-01-2011
Jose Francisco RosaChase Investment Services Corp.Garden State Securities, Inc.11-15-2010
Iorwuese IfanChase Investment Services Corp.PNC Investments11-12-2010
Thomas FilipowiczChase Investment Services Corp.Edward Jones09-01-2010
Matthew Jacob PaparazzoChase Investment Services Corp.LPL Financial LLC08-01-2010
Joseph VessioChase Investment Services Corp.PNC Investments07-01-2010
Kenneth A KorwinChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2010
Timothy A Babbitt Jr.Chase Investment Services Corp.Wells Fargo Clearing Services, LLC06-01-2010
Robert John LeeChase Investment Services Corp.John Thomas Financial06-01-2010
Jason Sidney HandwergerChase Investment Services Corp.PNC Investments05-24-2010
Curtis Donald WhiteChase Investment Services Corp.Ameriprise Financial Services, LLC05-17-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.