Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Perry Keith Jeffries IIIChase Investment Services Corp.UBS Financial Services Inc.01-01-2009
Christopher Lee BrowningChase Investment Services Corp.Fifth Third Securities, Inc.02-01-2009
Santi Nalluri NallapaneniChase Investment Services Corp.Citigroup Global Markets Inc.02-09-2009
Toni Michelle DotsonChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-09-2009
Michael Alan BentleyChase Investment Services Corp.Raymond James & Associates, Inc.03-31-2009
Anthony CeccarelliChase Investment Services Corp.UBS Financial Services Inc.05-04-2009
Brian William DistlerChase Investment Services Corp.Ameriprise Financial Services, LLC05-18-2009
Jason Charles SescoChase Investment Services Corp.Wells Fargo Clearing Services, LLC06-09-2009
Perry Franklin CarterChase Investment Services Corp.Morgan Stanley07-07-2009
Angela Marie KinchChase Investment Services Corp.Ameriprise Financial Services, LLC$108-01-2009
Ryan Nicholas PaughChase Investment Services Corp.Raymond James & Associates, Inc.$15008-31-2009
Kevin Eugene SmithChase Investment Services Corp.Allstate Financial Services, LLC$1009-01-2009
David Paul BazzoliChase Investment Services Corp.AXA Advisors, LLC09-01-2009
Shannon J. BauerChase Investment Services Corp.The Huntington Investment Company09-30-2009
Vicki Ann KlineChase Investment Services Corp.LPL Financial LLC$1009-30-2009
Krista Lea CartwrightChase Investment Services Corp.Morgan Stanley10-19-2009
James Scott SchafferChase Investment Services Corp.Capital Financial Services, Inc.12-04-2009
David Edward PatchChase Investment Services Corp.Ameriprise Financial Services, LLC$5012-28-2009
Diana Marie KeeferChase Investment Services Corp.PNC Investments02-01-2010
Robert Cyrus Blades Jr.Chase Investment Services Corp.Edward Jones$1002-01-2010
Sean Michael DobbinsChase Investment Services Corp.Advance Capital Services, Inc.02-01-2010
James Lester Franklin Jr.Chase Investment Services Corp.Edward Jones$1002-01-2010
Dennis Dean RossChase Investment Services Corp.Nationwide Securities, LLC03-01-2010
James Thomas Carpenter IIIChase Investment Services Corp.LPL Financial LLC03-01-2010
Jonathan James BrimleyChase Investment Services Corp.Wells Fargo Clearing Services, LLC$1003-01-2010
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.