Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zaida QuinteroChase Investment Services Corp.PFS Investments Inc.05-26-2011
Yanmin YoungChase Investment Services Corp.Farmers Financial Solutions, LLC03-15-2010
Wouter J. StokmanChase Investment Services Corp.Wells Fargo Clearing Services, LLC02-01-2010
William Joshua MeierChase Investment Services Corp.Allstate Financial Services, LLC11-01-2009
Warren Hastings Stansberry IVChase Investment Services Corp.Quest Capital Strategies, Inc.09-01-2010
Virgil D. Richmond IIChase Investment Services Corp.VALIC Financial Advisors, Inc.04-01-2011
Vincent Antwane WallaceChase Investment Services Corp.Allstate Financial Services, LLC01-12-2009
Victoria Jane McDonaldChase Investment Services Corp.Wells Fargo Clearing Services, LLC08-01-2011
Vanessa Jackson GregoryChase Investment Services Corp.State Farm VP Management Corp.05-31-2011
Tuyet-Minh H HoangChase Investment Services Corp.Citizens Securities, Inc.12-14-2009
Troy N. ThompsonChase Investment Services Corp.AXA Advisors, LLC06-07-2010
Trevis Antonio BonnettChase Investment Services Corp.FIS Brokerage & Securities Services LLC12-01-2010
Travon L. TalleyChase Investment Services Corp.Edward Jones01-01-2011
Travis Hampton CrowellChase Investment Services Corp.Ameriprise Financial Services, LLC10-29-2009
Travis Bryan FloydChase Investment Services Corp.Edward Jones04-25-2011
Todd Alan CummingsChase Investment Services Corp.TD Ameritrade, Inc.09-01-2009
Timmy PhilipsChase Investment Services Corp.Edward Jones03-19-2012
Tawny Lee BrittonChase Investment Services Corp.Wells Fargo Investments, LLC11-09-2009
Sylvia Y. ZacariasChase Investment Services Corp.LPL Financial LLC07-01-2009
Suzanne BehnenChase Investment Services Corp.Directed Services LLC06-18-2009
Steven Jay LondonChase Investment Services Corp.NYLIFE Securities LLC01-06-2009
Stephanie D. VosperChase Investment Services Corp.Edward Jones01-04-2010
Stella Rodriguez MartinezChase Investment Services Corp.PFS Investments Inc.07-01-2010
Sharon Lynette HansfordChase Investment Services Corp.Edward Jones08-01-2011
Shannon Marie TaylorChase Investment Services Corp.Next Financial Group, Inc.04-03-2012
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Showing 1 to 25 of 260 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.