Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael LawryChase Investment Services Corp.Edward Jones03-30-2010
Anthony Robert EdwardsChase Investment Services Corp.Northland Securities, Inc.08-08-2011
Darrick Edward MunschChase Investment Services Corp.Associated Investment Services, Inc.02-08-2010
David Donald SchuebelChase Investment Services Corp.Citigroup Global Markets Inc.07-08-2009
David Neil TuttleChase Investment Services Corp.M&I Financial Advisors, Inc.03-29-2010
Derek Raymond RoeChase Investment Services Corp.Northwestern Mutual Investment Services, LLC10-01-2010
Heather Ann JohnsonChase Investment Services Corp.Ameriprise Financial Services, Inc.05-01-2009
James Daniel LongeChase Investment Services Corp.M&I Investment Management Corp.$10006-28-2010
Jason Alexander WaughChase Investment Services Corp.PFS Investments Inc.04-01-2012
Jason Lee WeryChase Investment Services Corp.AXA Advisors, LLC11-16-2009
Jonathan Michael FioritoChase Investment Services Corp.MetLife Securities Inc.08-10-2009
Julie Ann LorenzChase Investment Services Corp.SII Investments, Inc.03-01-2009
Karl James WeizenickerChase Investment Services Corp.Cetera Investment Services LLC02-01-2009
Kevin William BreckenfelderChase Investment Services Corp.M&I Financial Advisors, Inc.03-30-2010
Lisa Lynn LopacinskiChase Investment Services Corp.Edward Jones10-04-2010
Matthew Pascal MullenChase Investment Services Corp.Pruco Securities, LLC.12-01-2009
Michael A CaloChase Investment Services Corp.Natcity Investments, Inc.10-19-2009
Michael Brandon PruittChase Investment Services Corp.Edward Jones$10011-09-2009
Nancy Cicero PhillipsChase Investment Services Corp.Northwestern Mutual Investment Services, LLC09-07-2010
Nicholas Jon DewsnapChase Investment Services Corp.Ameriprise Financial Services, Inc.$10001-01-2010
Peter John QuehlChase Investment Services Corp.Morgan Stanley11-09-2009
Sara L KippChase Investment Services Corp.Associated Investment Services, Inc.$10002-01-2011
Tara Lynn O'ConnorChase Investment Services Corp.MML Investors Services, LLC04-01-2010
Teresa A Ramos-ManiChase Investment Services Corp.Northwestern Mutual Investment Services, LLC08-16-2010
Trevor Tshepo MosupyeChase Investment Services Corp.Northwestern Mutual Investment Services, LLC09-01-2011
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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