Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah CorleCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC06-28-2019
Jonathan AntunesCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-25-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
Alfonso Roberto TangherliniCitigroup Global Markets Inc.Cetera Investment Advisers LLC05-06-2019
Louis J MonderineCitigroup Global Markets Inc.Santander Securities LLC04-04-2019
Gerard LiebmanCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-18-2019
Michelle MingCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-13-2019
Christopher Masaki DateCitigroup Global Markets Inc.MML Investors Services, LLC03-05-2019
David Neal CohenCitigroup Global Markets Inc.Stifel, Nicolaus & Company, Incorporated$15002-19-2019
Elizabeth Josefina AlvarezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$2502-13-2019
Richard SirykissoonCitigroup Global Markets Inc.J.P. Morgan Securities LLC$102-06-2019
Oren M YaccobeCitigroup Global Markets Inc.IDB Capital Corp.01-10-2019
Sue Beth RosenbloomCitigroup Global Markets Inc.USAA Investment Management Company$101-10-2019
Jehnna Alisa WhiteCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-29-2018
Sumit SharmaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$111-26-2018
Rupal M JhaveriCitigroup Global Markets Inc.Capital One Investing, LLC11-21-2018
Jackeline Asencio-LopezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$111-07-2018
Rachelle Marie Flood KupelianCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-05-2018
Steven Mark KrikacCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC11-01-2018
Christopher Raphael VasquezCitigroup Global Markets Inc.HSBC Securities (USA) Inc.10-26-2018
Nicholas Thomas GrayCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC10-24-2018
Glen CarballoCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-09-2018
Corey Xing Kong PangCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.10-04-2018
Next Page »

Showing 1 to 25 of 858 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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