Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan Curtis WilsonCitigroup Global Markets Inc.Advisors Asset Management, Inc.10-18-2012
Grant K BarrCitigroup Global Markets Inc.Alexander Capital, L.P.05-02-2017
Carlos Edmundo BonadiesCitigroup Global Markets Inc.Amerant Investments, Inc.02-17-2010
Thomas Cullen JudgeCitigroup Global Markets Inc.American Capital Partners, LLC02-08-2010
Christopher Herridge RuskCitigroup Global Markets Inc.Ameriprise Financial Services, LLC02-20-2020
Jose Manuel SotoCitigroup Global Markets Inc.Ameriprise Financial Services, LLC05-31-2017
George Ryan PurcellCitigroup Global Markets Inc.Ameriprise Financial Services, LLC$80002-27-2017
Salvatore Joseph Petetti Jr.Citigroup Global Markets Inc.Ameriprise Financial Services, LLC10-21-2015
Jonathan Steven ChubakCitigroup Global Markets Inc.Ameriprise Financial Services, LLC09-10-2014
Michael Kinya MatsunoCitigroup Global Markets Inc.Ameriprise Financial Services, LLC06-12-2014
Patrick Jermaine PhillipsCitigroup Global Markets Inc.Ameriprise Financial Services, LLC08-16-2013
Nancy ChangCitigroup Global Markets Inc.Ameriprise Financial Services, LLC05-24-2013
Michael Matthew PromisCitigroup Global Markets Inc.Ameriprise Financial Services, LLC06-21-2010
Dorothy J. DembowskiCitigroup Global Markets Inc.Ameriprise Financial Services, LLC$1006-14-2010
Christopher J. CampoCitigroup Global Markets Inc.AST Investor Services LLC10-15-2015
Nadiya KadirovaCitigroup Global Markets Inc.Avatar Securities, LLC07-17-2018
Fowler Holton HatleyCitigroup Global Markets Inc.AVM, L.P.01-20-2011
Matthew HechtCitigroup Global Markets Inc.AXA Advisors, LLC05-28-2019
Derek Ryan FaulhaberCitigroup Global Markets Inc.AXA Advisors, LLC08-23-2017
Jesus Vega RojasCitigroup Global Markets Inc.AXA Advisors, LLC06-08-2017
Reginald HarwellCitigroup Global Markets Inc.AXA Advisors, LLC01-02-2014
Patrick P HarringtonCitigroup Global Markets Inc.AXA Advisors, LLC08-14-2012
Richard Graham MurphyCitigroup Global Markets Inc.Axiom Capital Management, Inc.01-26-2015
Stephen Vincent DolanCitigroup Global Markets Inc.B. Riley Wealth Management$10005-21-2019
Michael Aloysius MallonCitigroup Global Markets Inc.Banc of America Investment Services, Inc.05-11-2009
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Showing 1 to 25 of 1,158 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.