Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan Curtis WilsonCitigroup Global Markets Inc.Advisors Asset Management, Inc.10-18-2012
Jason Peter HendershottCitigroup Global Markets Inc.AIG Capital Services, Inc.$107-05-2018
Carlos Edmundo BonadiesCitigroup Global Markets Inc.Amerant Investments, Inc.02-17-2010
Thomas Cullen JudgeCitigroup Global Markets Inc.American Capital Partners, LLC02-08-2010
Jose Manuel SotoCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.05-31-2017
George Ryan PurcellCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$80002-27-2017
Salvatore Joseph Petetti Jr.Citigroup Global Markets Inc.Ameriprise Financial Services, Inc.10-21-2015
Jonathan Steven ChubakCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$109-10-2014
Michael Kinya MatsunoCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$106-12-2014
Patrick Jermaine PhillipsCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.08-16-2013
Nancy Yen ChangCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.05-24-2013
Michael Matthew PromisCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.06-21-2010
Dorothy J. DembowskiCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$10006-14-2010
Robert Eric KrausCitigroup Global Markets Inc.ASB Capital Management LLC07-11-2017
Fowler Holton HatleyCitigroup Global Markets Inc.Avm, L.P.01-20-2011
Kurtis Scott TuckerCitigroup Global Markets Inc.AXA Advisors, LLC08-08-2018
Derek Ryan FaulhaberCitigroup Global Markets Inc.AXA Advisors, LLC08-23-2017
Jesus Vega RojasCitigroup Global Markets Inc.AXA Advisors, LLC06-08-2017
Reginald HarwellCitigroup Global Markets Inc.AXA Advisors, LLC01-02-2014
Patrick P HarringtonCitigroup Global Markets Inc.AXA Advisors, LLC08-14-2012
Richard Graham MurphyCitigroup Global Markets Inc.Axiom Capital Management, Inc.01-26-2015
Michael Aloysius MallonCitigroup Global Markets Inc.Banc of America Investment Services, Inc.05-11-2009
Walter Christopher WulfCitigroup Global Markets Inc.Banc of America Investment Services, Inc.03-27-2009
Camila Poleto Bernardi FurlanCitigroup Global Markets Inc.Banco do Brasil Securities LLC06-11-2012
Rich Jon CerrutiCitigroup Global Markets Inc.BancWest Investment Services, Inc.09-21-2017
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Showing 1 to 25 of 858 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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