Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan Curtis WilsonCitigroup Global Markets Inc.Advisors Asset Management, Inc.10-18-2012
Jason Peter HendershottCitigroup Global Markets Inc.AIG Capital Services, Inc.$107-05-2018
Carlos Edmundo BonadiesCitigroup Global Markets Inc.Amerant Investments, Inc.02-17-2010
Thomas Cullen JudgeCitigroup Global Markets Inc.American Capital Partners, LLC02-08-2010
Jose Manuel SotoCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.05-31-2017
George Ryan PurcellCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$80002-27-2017
Salvatore Joseph Petetti Jr.Citigroup Global Markets Inc.Ameriprise Financial Services, Inc.10-21-2015
Jonathan Steven ChubakCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$109-10-2014
Michael Kinya MatsunoCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$106-12-2014
Patrick Jermaine PhillipsCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.08-16-2013
Nancy Yen ChangCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.05-24-2013
Michael Matthew PromisCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.06-21-2010
Dorothy J. DembowskiCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$10006-14-2010
Robert Eric KrausCitigroup Global Markets Inc.ASB Capital Management LLC07-11-2017
Fowler Holton HatleyCitigroup Global Markets Inc.Avm, L.P.01-20-2011
Kurtis Scott TuckerCitigroup Global Markets Inc.AXA Advisors, LLC08-08-2018
Derek Ryan FaulhaberCitigroup Global Markets Inc.AXA Advisors, LLC08-23-2017
Jesus Vega RojasCitigroup Global Markets Inc.AXA Advisors, LLC06-08-2017
Reginald HarwellCitigroup Global Markets Inc.AXA Advisors, LLC01-02-2014
Patrick P HarringtonCitigroup Global Markets Inc.AXA Advisors, LLC08-14-2012
Richard Graham MurphyCitigroup Global Markets Inc.Axiom Capital Management, Inc.01-26-2015
Michael Aloysius MallonCitigroup Global Markets Inc.Banc of America Investment Services, Inc.05-11-2009
Walter Christopher WulfCitigroup Global Markets Inc.Banc of America Investment Services, Inc.03-27-2009
Camila Poleto Bernardi FurlanCitigroup Global Markets Inc.Banco do Brasil Securities LLC06-11-2012
Rich Jon CerrutiCitigroup Global Markets Inc.BancWest Investment Services, Inc.09-21-2017
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Showing 1 to 25 of 858 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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