Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zakir BanatwalaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-29-2020
Debra A BrancatoCitigroup Global Markets Inc.Morgan Stanley09-22-2020
Kevin GarciaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-16-2020
Juvie Ann C JimenezCitigroup Global Markets Inc.Charles Schwab & Co., Inc.09-10-2020
Alfred Joseph Natale JrCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-08-2020
Elijah RawlsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2020
Francine YutsisCitigroup Global Markets Inc.Fidelity Personal and Workplace Advisors08-25-2020
Zachary Paul VillavicencioCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2020
Nisha Amish JhaveriCitigroup Global Markets Inc.Fidelity Personal and Workplace Advisors08-24-2020
Jason M NievesCitigroup Global Markets Inc.HSBC Securities (USA) Inc.08-20-2020
Josue Eugenio FloresCitigroup Global Markets Inc.LPL Financial LLC08-07-2020
Ernesto Antonio AlvarezCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-06-2020
Alma C SternCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-03-2020
Michael Joseph YoungCitigroup Global Markets Inc.Santander Securities LLC07-28-2020
Cheryl N LorenzoCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2020
Juan Jose TavaresCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-17-2020
Alexander Daniel TantleffCitigroup Global Markets Inc.Equitable Advisors, LLC$15006-16-2020
Simon K ChanCitigroup Global Markets Inc.UNFCU Advisors LLC06-01-2020
Anna Huiping L LiCitigroup Global Markets Inc.Cetera Investment Services LLC05-18-2020
Carlos M VillarCitigroup Global Markets Inc.Financial Resources Group Investment Services, LLC05-08-2020
Michael S RuzhanskyCitigroup Global Markets Inc.MML Investors Services, LLC05-07-2020
Eliran AssarafCitigroup Global Markets Inc.Morgan Stanley05-06-2020
Antonina GuryevaCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-27-2020
Enrique UlloaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-13-2020
Sadegh FarhadiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
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Showing 1 to 25 of 556 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.