Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron S. YoungCitigroup Global Markets Inc.J.P. Morgan Securities LLC$5012-12-2013
Abaristo Calero Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-29-2016
Adam H GutkinCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$2509-06-2011
Adam Harris SmithCitigroup Global Markets Inc.City National Securities, Inc.07-19-2010
Adam Ilan GutmanCitigroup Global Markets Inc.Csfbdirect, Inc.$5003-14-2012
Adam Matthew GuralnickCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-09-2016
Agnieszka Iwona ZalewskiCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-16-2012
Ahmed H JoumaaCitigroup Global Markets Inc.Fifth Third Securities, Inc.$15012-08-2015
Ajay J DamleCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$2503-21-2011
Al Taiye DohertyCitigroup Global Markets Inc.Internet Securities10-19-2010
Alaina SpilkevitzCitigroup Global Markets Inc.FSC Securities Corporation$15003-13-2012
Alberto ValdesCitigroup Global Markets Inc.Raymond James Financial Services, Inc.01-02-2018
Aldo Ceaser BusotCitigroup Global Markets Inc.UBS Financial Services Inc.02-01-2009
Alejandro TrianaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2013
Alex J RadaCitigroup Global Markets Inc.Capital One Investment Services LLC11-20-2014
Alfonso Roberto TangherliniCitigroup Global Markets Inc.Cetera Investment Advisers LLC05-06-2019
Alfred James HammondCitigroup Global Markets Inc.UBS Financial Services Inc.05-01-2009
Alfred Kawai LeeCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-17-2014
Ali Hanny AbdallahCitigroup Global Markets Inc.Chase Investment Services Corp.08-06-2012
Alma Vida Medina LopezCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC11-16-2011
Amanda M WoodCitigroup Global Markets Inc.Chase Investment Services Corp.01-26-2012
Amita DhingraCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC07-27-2011
Amy Elizabeth EliasCitigroup Global Markets Inc.Csfbdirect, Inc.$10004-26-2012
Andrea RossatoCitigroup Global Markets Inc.Deutsche Bank Securities Inc.$5006-01-2010
Andrea Christine BisharaCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-15-2016
Next Page »

Showing 1 to 25 of 858 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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