Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William A. BlaseCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2019
Wesley D. BogganCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2019
Trudy Lynn McCabeCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2012
Tony Kungpo YangCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-17-2013
Thomas M HannaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2017
Sumit SharmaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-26-2018
Sandra Maria PennerCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25006-02-2010
Salvador Freitas LancasterCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2009
Robert Gordon TannerCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2009
Richard George Stasand Jr.Citigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2010
Ramin AlizadehCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-27-2010
Paul Damien HoskinCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-21-2013
Michael John SchererCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-06-2012
Mark Joseph ImmelCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25006-02-2010
Larry BambicoCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2017
Kia Susan FriedmanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-01-2009
Kenneth David FriedmanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2009
Jorge Roberto GuerraCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2009
Jiawei BaiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Jeremy R McgeeCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-01-2009
Jennifer J LeeCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2013
Jeffrey LeongCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2012
Jason NahoulCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2013
Hiroko OyamaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-30-2012
Frank Wendah HuangCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2017
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.