Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sherryleen A. LynchCitigroup Global Markets Inc.Morgan Stanley10-03-2019
Scott Thomas YeeCitigroup Global Markets Inc.Morgan Stanley05-06-2019
Shawn Craig MaslowCitigroup Global Markets Inc.Morgan Stanley07-12-2018
Gonzalo Gerardo BlancoCitigroup Global Markets Inc.Morgan Stanley11-13-2017
Shannon S. KoffmanCitigroup Global Markets Inc.Morgan Stanley07-21-2017
Braeden Keith ZieglerCitigroup Global Markets Inc.Morgan Stanley05-26-2017
Matthew BloomCitigroup Global Markets Inc.Morgan Stanley04-04-2017
Jeffrey Alan GellerCitigroup Global Markets Inc.Morgan Stanley$5010-09-2015
Harold Dean McMillan Jr.Citigroup Global Markets Inc.Morgan Stanley$1009-30-2014
Leonardo F RennaCitigroup Global Markets Inc.Morgan Stanley$15010-22-2013
Jeffrey Scott KramerCitigroup Global Markets Inc.Morgan Stanley$5009-30-2013
Jeffrey Daniel MarksCitigroup Global Markets Inc.Morgan Stanley09-10-2012
Colin Everett FordCitigroup Global Markets Inc.Morgan Stanley08-21-2012
Christine Heather WolfermanCitigroup Global Markets Inc.Morgan Stanley04-09-2012
Lisa Danielle Fiorito MackessyCitigroup Global Markets Inc.Morgan Stanley05-17-2010
Carol DahlCitigroup Global Markets Inc.Morgan Stanley$10006-26-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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