Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincenzo D CiroliaCitigroup Global Markets Inc.PNC Investments03-05-2018
Richard F. DistefanoCitigroup Global Markets Inc.PNC Investments10-26-2017
Gabriel Issac BarraganCitigroup Global Markets Inc.PNC Investments$5009-12-2017
Prakash Mathew ThomasCitigroup Global Markets Inc.PNC Investments08-16-2017
Steven Richard MintzCitigroup Global Markets Inc.PNC Investments$1008-14-2017
Heather Anne GottfriedCitigroup Global Markets Inc.PNC Investments$1006-08-2017
Denise AzizianCitigroup Global Markets Inc.PNC Investments06-05-2017
Rupinder KaurCitigroup Global Markets Inc.PNC Investments05-12-2017
Ahmad Abu AdasCitigroup Global Markets Inc.PNC Investments05-08-2017
Mark S. DirouCitigroup Global Markets Inc.PNC Investments04-25-2017
Travere D ParsonsCitigroup Global Markets Inc.PNC Investments09-19-2016
Ryan Thomas RoachCitigroup Global Markets Inc.PNC Investments05-09-2016
Timothy Joseph CorriganCitigroup Global Markets Inc.PNC Investments03-24-2016
Sean Lee CableCitigroup Global Markets Inc.PNC Investments$2502-23-2016
Nicholas J Versetto IIICitigroup Global Markets Inc.PNC Investments12-14-2015
Santo GiammancoCitigroup Global Markets Inc.PNC Investments12-07-2015
Ralph Andrew GandyCitigroup Global Markets Inc.PNC Investments10-15-2015
Stephanie Ann YoingcoCitigroup Global Markets Inc.PNC Investments$108-10-2015
Jonathan E LevittCitigroup Global Markets Inc.PNC Investments06-30-2015
David Xuan ChuCitigroup Global Markets Inc.PNC Investments05-11-2015
Bryan M. TrejoCitigroup Global Markets Inc.PNC Investments05-06-2015
Christine Maria CortesCitigroup Global Markets Inc.PNC Investments07-25-2014
Karl Andrew ZimmermanCitigroup Global Markets Inc.PNC Investments07-16-2014
Eric Justin KrasnovCitigroup Global Markets Inc.PNC Investments09-10-2013
Mirko Alvaro PefaureCitigroup Global Markets Inc.PNC Investments05-12-2010

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.