Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alma C SternCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-03-2020
Enrique UlloaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-13-2020
Tadeh H GrigorianCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-29-2020
Sona RikhyeCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC12-18-2019
Evan Michael DupreeCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC11-20-2019
Joseph Barnett MillerCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-25-2019
Tan DoanCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-13-2019
Kevin Hien TranCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC07-05-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
Haocheng CaiCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-24-2019
Farbod FarmanCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-15-2019
Lilly Pornnalin Chaitakob ZoltakCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC12-13-2018
Angeline Marie TurcanCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$2511-27-2018
Bryant MathurinCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-19-2018
Diego T GonzalezCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-17-2018
Amber HeCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC07-11-2018
Max Rafael ZelayaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$2512-13-2017
Maksym Valeriyovych PylypenkoCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-29-2017
Carlos Andres SuarezCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-23-2017
Scott T WetherbyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC07-28-2017
Francisco F PastorCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC06-07-2017
Jose Tomas De La Rosa GarciaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2017
Yasniel CarmonaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2017
Anthony Michael RicardoCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-08-2017
Hormoz Aliabadi AslaniCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$7304-21-2017
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.