Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Enrique UlloaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-13-2020
Karma ShahinCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-03-2020
Hongmei LiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2020
Tadeh H. GrigorianCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-29-2020
Sona RikhyeCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC12-18-2019
Raymond GinCitigroup Global Markets Inc.The Retirement Group, LLC12-18-2019
Dixin ZhengCitigroup Global Markets Inc.Fidelity Brokerage Services LLC12-09-2019
Wesley D. BogganCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2019
Tri Cong NguyenCitigroup Global Markets Inc.C-J Advisory, Inc.12-03-2019
Ernest CollinsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2019
Clift Richard O'ByawCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.10-30-2019
Daniel Richard LyonCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-30-2019
Yvan Y. FungCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-11-2019
Ryan John BarnesCitigroup Global Markets Inc.Principal Securities, Inc.10-09-2019
Tan DoanCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-13-2019
Jiawei BaiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Ehssan Shahi Shahi SavandiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Kevin H. TranCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC07-05-2019
Aaron D. KirkCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
Larry GaoCitigroup Global Markets Inc.Edward Jones06-19-2019
Samuel Robert MoralesCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-16-2019
William A. BlaseCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2019
Neil M. FaulminoCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-13-2019
Colin Andrew SheddCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2019
Yaopa ChengCitigroup Global Markets Inc.Transamerica Financial Advisors, Inc04-29-2019
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Showing 1 to 25 of 298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.