Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle MingCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-13-2019
Christopher Masaki DateCitigroup Global Markets Inc.MML Investors Services, LLC03-05-2019
Oren M YaccobeCitigroup Global Markets Inc.IDB Capital Corp.01-10-2019
Sumit SharmaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$111-26-2018
Rachelle Marie Flood KupelianCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-05-2018
Steven Mark KrikacCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC11-01-2018
Corey Xing Kong PangCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.10-04-2018
Diego T. GonzalezCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-17-2018
Shawn T HuynhCitigroup Global Markets Inc.UnionBanc Investment Services, LLC06-19-2018
Rosalba SalinasCitigroup Global Markets Inc.J.P. Morgan Securities LLC04-23-2018
Charles Sarkis KaloustianCitigroup Global Markets Inc.HSBC Securities (USA) Inc.03-27-2018
Larry B BambicoCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2017
Kent Ryo MatsumotoCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.12-14-2017
Max Rafael ZelayaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$2512-13-2017
Leonard Isaac WheelerCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-12-2017
Ron Nmn HertzbergCitigroup Global Markets Inc.J.P. Morgan Securities LLC$5012-12-2017
Eric James BradleyCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-08-2017
Megan Michelle DiaCitigroup Global Markets Inc.UnionBanc Investment Services, LLC12-07-2017
Tom Dinh NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-30-2017
Vu Kim LeCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-13-2017
Kwadwo Opoku AdutwumCitigroup Global Markets Inc.Pruco Securities, LLC.10-27-2017
Lulu XiongCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-17-2017
Daniel Thomas TinneyCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.$10010-12-2017
David Lawrence ChaoCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-06-2017
Shawn Kelly MaxwellCitigroup Global Markets Inc.UnionBanc Investment Services, LLC$110-02-2017
Next Page »

Showing 1 to 25 of 218 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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