Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Josue Eugenio FloresCitigroup Global Markets Inc.LPL Financial LLC08-07-2020
Ernesto Antonio AlvarezCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-06-2020
Alma C SternCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-03-2020
Cheryl N LorenzoCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2020
Anna Huiping L LiCitigroup Global Markets Inc.Cetera Investment Services LLC05-18-2020
Sadegh FarhadiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
Karma ShahinCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-03-2020
Chengjing ZhangCitigroup Global Markets Inc.Morgan Stanley02-28-2020
Tadeh H GrigorianCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-29-2020
Sona RikhyeCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC12-18-2019
Raymond GinCitigroup Global Markets Inc.The Retirement Group, LLC12-18-2019
Dixin ZhengCitigroup Global Markets Inc.Fidelity Brokerage Services LLC12-09-2019
Wesley D BogganCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2019
Tri Cong NguyenCitigroup Global Markets Inc.C-J Advisory, Inc.12-03-2019
Ernest CollinsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2019
Clift Richard OByawCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.$5010-30-2019
Daniel Richard LyonCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-30-2019
Jalaleddin Eddin AfifiCitigroup Global Markets Inc.Morgan Stanley10-21-2019
Yvan Y FungCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-11-2019
Ryan John BarnesCitigroup Global Markets Inc.Principal Securities, Inc.10-09-2019
Tan DoanCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-13-2019
Jiawei BaiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Ehssan Shahi Shahi SavandiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Kevin Hien TranCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC07-05-2019
Aaron D KirkCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2019
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Showing 1 to 25 of 144 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.