Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ching Huei LinCitigroup Global Markets Inc.HSBC Securities (USA) Inc.01-13-2009
Valerie NguyenCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-20-2009
James Hollis BrandtCitigroup Global Markets Inc.UBS Financial Services Inc.$5002-01-2009
Thomas Anthony KreuzerCitigroup Global Markets Inc.UBS Financial Services Inc.$5003-01-2009
Kenneth David FriedmanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2009
Kia Susan FriedmanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-01-2009
Brent A. JacobsCitigroup Global Markets Inc.UBS Financial Services Inc.03-01-2009
Andrew Troy DavisCitigroup Global Markets Inc.UBS Financial Services Inc.03-01-2009
Magda Iskandar PokornyCitigroup Global Markets Inc.UBS Financial Services Inc.$10004-01-2009
Salvador Freitas LancasterCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2009
Jeremy R. McGeeCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-01-2009
Robert Gordon TannerCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2009
Krystle Lidia ClarkeCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-27-2009
Thomas Emanuel WolfCitigroup Global Markets Inc.Wells Fargo Investments, LLC04-27-2009
Donald Lee GarciaCitigroup Global Markets Inc.Compak Securities, Inc.05-01-2009
Jessica A. BlasbergCitigroup Global Markets Inc.Chase Investment Services Corp.05-01-2009
Michael Aloysius MallonCitigroup Global Markets Inc.Banc of America Investment Services, Inc.05-11-2009
Michael Sean CarlsonCitigroup Global Markets Inc.UBS Financial Services Inc.$1005-27-2009
Jorge Roberto GuerraCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2009
Brian Michael McLoughlinCitigroup Global Markets Inc.Oppenheimer & Co. Inc.05-28-2009
Stuart Andrew SprengerCitigroup Global Markets Inc.Citigroup Global Markets Inc.08-13-2009
Rita LullaCitigroup Global Markets Inc.TD Ameritrade Investment Management, LLC02-16-2010
Ramin AlizadehCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2010
Richard George Stasand Jr.Citigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2010
Bryon James BotsfordCitigroup Global Markets Inc.Barclays Capital Inc.05-17-2010
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Showing 1 to 25 of 298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.